This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDERS FINANCIAL SECURITIES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 7, 1992earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Dec 7, 1992

First registration

Feb 9, 1999

Dual registered

yes, broker-dealer

Other names

NICK HOFFMANN|NICHOLAS CHARLES HOFFMANN

IAPD individual key

2114796

• Occurred

  Dec 5, 2022
  Advisor changed firm

  Nick Charles Hoffmann left Lpl Financial Llc for Founders Financial Securities, Llc (registered 2022-11-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:df6e09f7-ebfe-e1ac-f7d0-79b8f7effa6e

First observed

Feb 9, 1999

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.