DFX Intelligence

M•••••• P•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• P•••••• P•••••••••

Advisor at M••••• A•••••••• L••

Morristown, NJ | OMAHA, NE

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Search this name across graphsid dfx:ria:df863028-3787-c9f5-f1b9-c6f22672a75a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 5, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Apr 28, 2020	n/a	yes	Morristown, NJ\|OMAHA, NE	Current employment
F••••••• F•••••••• S••••••••• L••	Independent wealth	Apr 22, 2013	Apr 27, 2020	no	TOWSON, MD\|TOWSON, MD\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• F•••••••• S••••••••• L••	M••••• A•••••••• L••	Apr 27, 2020	Apr 28, 2020	1	Firm change	RIA to ibd
1•• W•••••••• A•••••••• L•••	F••••••• F•••••••• S••••••••• L••	May 15, 2013	Apr 22, 2013

Relationships

Registered with (3)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Apr 28, 2020 to presentfactForm ADV
→ F••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2013 to Apr 27, 2020factForm ADV
→ 1•• W•••••••• A•••••••• L•••Registered adviserregistration: previous registration
May 5, 2011 to May 15, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df863028-3787-c9f5-f1b9-c6f22672a75a
First observed: May 5, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.