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Advisor at THE NORDEN GROUP LLC
St George, UT | PROVO, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE NORDEN GROUP LLC | Independent wealth | Mar 15, 2023 | n/a | yes | St George, UT|PROVO, UT | Current employment |
| TOWNSQUARE CAPITAL, LLC | Asset manager | Jun 1, 2018 | Jun 28, 2023 | no | ST. GEORGE, UT|LEHI, UT|St George, UT | Previous registration |
| ALLEGIS INVESTMENT ADVISORS, LLC | Former SEC adviser | Nov 6, 2014 | Jun 28, 2018 | no | ST GEORGE, UT|IDAHO FALLS, ID | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 19, 2012 | Nov 6, 2014 | no | ST GEORGE, UT|Murray, UT | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 14, 2011 | Mar 15, 2012 | no | ST GEORGE, UT | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Nov 12, 2009 | Oct 13, 2011 | no | NAMPA, ID|SAINT GEORGE, UT | Previous registration |
| INSPHERE SECURITIES, INC. | n/a | May 7, 2008 | Oct 30, 2009 | no | LAS VEGAS, NV|ST. GEORGE, UT|LEHI, UT|SAINT GEORGE, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOWNSQUARE CAPITAL, LLC | THE NORDEN GROUP LLC | Jun 28, 2023 | Mar 15, 2023 | -105 | Firm change after gap | RIA to new firm |
| ALLEGIS INVESTMENT ADVISORS, LLC | TOWNSQUARE CAPITAL, LLC | Jun 28, 2018 | Jun 1, 2018 | -27 | Firm change | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | ALLEGIS INVESTMENT ADVISORS, LLC | Nov 6, 2014 | Nov 6, 2014 | 0 | Firm change | Other |
| ALLSTATE FINANCIAL ADVISORS, LLC | CETERA ADVISOR NETWORKS LLC | Mar 15, 2012 | Mar 19, 2012 | 4 | Firm change | Other |
| ONEAMERICA SECURITIES, INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Oct 13, 2011 | Oct 14, 2011 | 1 | Firm change | Other |
| INSPHERE SECURITIES, INC. | ONEAMERICA SECURITIES, INC. | Oct 30, 2009 | Nov 12, 2009 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288576:323988:UT:2023-06-28 | Jun 28, 2023 | Mar 15, 2023 | ST GEORGE, UT | Firm change after gap |
| 157314:288576:ID:2018-06-28 | Jun 28, 2018 | Jun 1, 2018 | IDAHO FALLS, ID | Firm change |