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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Shane M RENIKER

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Minneapolis, MN | Keaau, HI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 19, 2001
First registration: Oct 18, 2001
Dual registered: yes, broker-dealer
Other names: Shane M RENIKER|Shane Michael Reniker
IAPD individual key: 4416284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 1, 2022	n/a	yes	Minneapolis, MN\|Keaau, HI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 20, 2018	Aug 18, 2022	no	LIVERMORE, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 10, 2017	May 9, 2018	no	SAN RAMON, CA\|HOUSTON, TX\|Bakersfield, CA\|IRVINE, CA\|SAN RAMON, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2015	Apr 6, 2017	no	SAN FRANCISCO, CA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 5, 2014	May 29, 2015	no	PALO ALTO, CA	Previous registration
NRP ADVISORS, INC.	n/a	Oct 28, 2008	Jun 1, 2009	no	IRVINE, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 12, 2005	Oct 27, 2008	no	BREA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 18, 2001	Mar 23, 2005	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 18, 2022	Sep 1, 2022	14	Firm change	Ibd to ibd
OSAIC FA, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 9, 2018	Jul 20, 2018	72	Firm change	Ibd to new firm
U.S. BANCORP ADVISORS, LLC	OSAIC FA, INC.	Apr 6, 2017	May 10, 2017	34	Firm change	Other
ADVICE AND PLANNING SERVICES	U.S. BANCORP ADVISORS, LLC	May 29, 2015	Jun 30, 2015	32	Firm change	Other
NRP ADVISORS, INC.	ADVICE AND PLANNING SERVICES	Jun 1, 2009	Aug 5, 2014	1,891	Firm change after gap	Other
STRATEGIC ADVISERS LLC	NRP ADVISORS, INC.	Oct 27, 2008	Oct 28, 2008	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Mar 23, 2005	May 12, 2005	50	Firm change	Wirehouse to ibd

Relationships

Registered with (8)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 1, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 20, 2018 to Aug 18, 2022factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 10, 2017 to May 9, 2018factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2015 to Apr 6, 2017factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 5, 2014 to May 29, 2015factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Oct 28, 2008 to Jun 1, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 12, 2005 to Oct 27, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2001 to Mar 23, 2005factForm ADV

Dated events

Occurred
Aug 18, 2022
Advisor changed firm
Shane M Reniker left Fidelity Personal And Workplace Advisors for Ameriprise Financial Services, Llc (registered 2022-09-01)
Form ADVobserved 5 days ago