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Advisor at CAPITAL ANALYSTS
Bryan, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Jan 16, 2013 | n/a | yes | Bryan, TX | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jun 1, 2012 | n/a | yes | Bryan, TX | Current employment |
| CINCINNATI ANALYSTS, INC | Former SEC adviser | Jul 27, 2009 | Jun 1, 2012 | no | COLLEGE STATION, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 24, 2005 | Jul 16, 2009 | no | ADA, OK|ADA, OK|PAULS VALLEY, OK | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 12, 2005 | Jun 17, 2005 | no | ADA, OK | Previous registration |
| QUESTAR CAPITAL CORPORATION | n/a | Dec 6, 2004 | Jun 17, 2005 | no | ADA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CINCINNATI ANALYSTS, INC | LINCOLN INVESTMENT | Jun 1, 2012 | Jun 1, 2012 | 0 | Bulk transfer | Other |
| LPL FINANCIAL LLC | CINCINNATI ANALYSTS, INC | Jul 16, 2009 | Jul 27, 2009 | 11 | Firm change | Other |
| QUESTAR ASSET MANAGEMENT, INC. | LPL FINANCIAL LLC | Jun 17, 2005 | Jun 24, 2005 | 7 | Firm change | Other |
| QUESTAR CAPITAL CORPORATION | QUESTAR ASSET MANAGEMENT, INC. | Jun 17, 2005 | Jan 12, 2005 | -156 | Firm change after gap | Other |