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K••• B•••••• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

K••• B•••••• Z••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

PALM BEACH GARDENS, FL | Stamford, CT | Westport, CT

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Search this name across graphsid dfx:ria:dfc1f167-ddc2-3997-32d7-f2f064b522e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 27, 2022	n/a	yes	PALM BEACH GARDENS, FL\|Westport, CT\|Stamford, CT	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Jun 10, 2013	Jun 7, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jun 7, 2022	May 27, 2022	-11	Firm change	Ibd to ibd
M••••• S••••••	R•• C•••••• M••••••• L••	Sep 5, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
31194:6363:FL:2022-06-07	Jun 7, 2022	May 27, 2022	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 27, 2022 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 10, 2013 to Jun 7, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 17, 2012 to Sep 5, 2012factForm ADV

Dated events

Occurred
Jun 7, 2022
Advisor changed firm
K••• B•••••• Z•••••• left R•• C•••••• M••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-05-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfc1f167-ddc2-3997-32d7-f2f064b522e0
First observed: Aug 17, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.