K••• B•••••• Z••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since May 27, 2022 · Palm Beach Gardens, Fl
• R•• C•••••• M••••••• L•• national BD
  Jun 10, 2013 to Jun 7, 2022 · Westport, Ct
• M••••• S•••••• wirehouse
  Aug 17, 2012 to Sep 5, 2012 · Westport, Ct

• R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Jun 7, 2022, registered May 27, 2022 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to R•• C•••••• M••••••• L••
  left Sep 5, 2012, registered Jun 10, 2013 (278 days) · Wirehouse to affiliated broker-dealer or bank

• K••• B•••••• Z•••••• left R•• C•••••• M••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-05-27)
  Jun 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address