DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 29, 2016 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Apr 11, 2016 | no | THOUSAND OAKS, CA|Westlake Village, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | W•••• F•••• A••••••• | Apr 11, 2016 | Mar 29, 2016 | -13 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Mar 13, 2009 | Jun 1, 2009 | no | THOUSAND OAKS, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 5, 2006 | Mar 17, 2009 | no | WESTLAKE VILLAGE, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 4, 2004 | Aug 30, 2006 | no | THOUSAND OAKS, CA|THOUSAND OAK, CA | Previous registration |
| Bulk transfer |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• • C•• L•• | Mar 17, 2009 | Mar 13, 2009 | -4 | Firm change | Other |
| M••••• S•••••• D• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 30, 2006 | Oct 5, 2006 | 36 | Firm change | Other |