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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

MICHAEL PATRICK HENDERSON

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Maitland, FL

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Search this name across graphsid dfx:ria:dfc5f5af-2a76-53da-4ac1-f3c3f673a28a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 9, 1986
First registration: May 19, 1999
Dual registered: yes, broker-dealer
Other names: MIKE HENDERSON|BEAU HENDERSON
IAPD individual key: 1584057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Feb 20, 2019	n/a	yes	Maitland, FL	Current employment
COLLABORATIVE WEALTH	Independent wealth	May 8, 2015	Aug 8, 2019	no	LAKE MARY, FL\|LAKE MARY, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jul 22, 2011	Jun 8, 2015	no	BOCA RATON, FL\|LAKE MARY, FL\|LAKE MARY, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 3, 2009	Dec 21, 2011	no	BOCA RATON, FL\|SUMTERVILLE, FL\|LAKE MARY, FL\|LAKE MARY, FL\|BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 28, 2005	Mar 30, 2009	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 19, 1999	Apr 21, 2005	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLLABORATIVE WEALTH	INDEPENDENT ADVISOR ALLIANCE, LLC	Aug 8, 2019	Feb 20, 2019	-169	Firm change after gap	RIA to RIA
INDEPENDENT FINANCIAL PARTNERS	COLLABORATIVE WEALTH	Jun 8, 2015	May 8, 2015	-31	Firm change after gap	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 21, 2011	Jul 22, 2011	-152	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Mar 30, 2009	Apr 3, 2009	4	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 21, 2005	Apr 28, 2005	7	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Feb 20, 2019 to presentfactForm ADV
→ COLLABORATIVE WEALTHRegistered adviserregistration: previous registration
May 8, 2015 to Aug 8, 2019factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jul 22, 2011 to Jun 8, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 3, 2009 to Dec 21, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 28, 2005 to Mar 30, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 19, 1999 to Apr 21, 2005factForm ADV

Dated events

No dated event names this entity yet.