DFX Intelligence

E••• K•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

E••• K•••• A•••••••

Advisor at A••••••• W••••• M••••••••• L••

CHESTERFIELD, MO

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Search this name across graphsid dfx:ria:dfcd9eef-d3b8-9af0-12b3-34d3c11755e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	State registered	Jun 13, 2011	n/a	yes	CHESTERFIELD, MO	Current employment
P•••••• W••• F•••••••• C••••••••• I••	Former SEC adviser	Jul 25, 2006	May 19, 2011	no	RENTON, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••• F•••••••• C••••••••• I••	A••••••• W••••• M••••••••• L••	May 19, 2011	Jun 13, 2011	25	Firm change	Other
N••• F•••••••• G••••• I•••	P•••••• W••• F•••••••• C••••••••• I••	Jul 25, 2006	Jul 25, 2006

Relationships

Registered with (3)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 13, 2011 to presentfactForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Jul 25, 2006 to May 19, 2011factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 25, 2003 to Jul 25, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfcd9eef-d3b8-9af0-12b3-34d3c11755e6
First observed: Feb 25, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.