RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• K•••• A•••••••
- A••••••• W••••• M••••••••• L•• state registered currentsince Jun 13, 2011 · Chesterfield, Mo
- P•••••• W••• F•••••••• C••••••••• I•• formerJul 25, 2006 to May 19, 2011 · Renton, Wa
- N••• F•••••••• G••••• I••• formerFeb 25, 2003 to Jul 25, 2006 · Chesterfield, Mo
- P•••••• W••• F•••••••• C••••••••• I•• to A••••••• W••••• M••••••••• L••left May 19, 2011, registered Jun 13, 2011 (25 days) · Other
- N••• F•••••••• G••••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Jul 25, 2006, registered Jul 25, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address