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Advisor at EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Mixed wealth | Feb 22, 2022 | n/a | yes | MIAMI, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 2019 | Feb 4, 2020 | no | MIAMI, FL|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. | Feb 4, 2020 | Feb 22, 2022 | 749 | Firm change after gap | Wirehouse to RIA |