DFX Intelligence

R••••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

R••••••• J•••••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:dfd7d6e9-a9ff-6c74-d801-2c905781a651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 18, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	COLUMBUS, OH	Current employment
N••••••••• S••••••••• L••	No RAUM reported	Jul 7, 2025	Mar 31, 2026	no	COLUMBUS, OH\|COLUMBUS, OH\|Brooklyn, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Mar 31, 2026	Mar 31, 2026	0	Firm change	Other
M••••••••• R•••••••••	N••••••••• S••••••••• L••	Nov 15, 2024	Jul 7, 2025

Relationships

Registered with (5)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 7, 2025 to Mar 31, 2026factForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Nov 14, 2022 to Nov 15, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dfd7d6e9-a9ff-6c74-d801-2c905781a651
First observed: Jun 18, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.