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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

JOSEPH MICHAEL NELSON

Advisor at CAPITAL ANALYSTS

LUTZ, FL | Jonesboro, AR

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Search this name across graphsid dfx:ria:dfd83213-cd26-54c0-c7b8-17e54c8219ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Mar 26, 1986
First registration: Feb 4, 2005
Dual registered: yes, broker-dealer
Other names: JOE M NELSON|JOE NELSON
IAPD individual key: 1472226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL ANALYSTS	Bd affiliated wealth	Jul 3, 2023	n/a	yes	Jonesboro, AR	Current employment
LINCOLN INVESTMENT	Independent wealth	Jul 3, 2023	n/a	yes	Jonesboro, AR\|LUTZ, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 5, 2021	Jul 18, 2023	no	Jonesboro, AR	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jan 19, 2017	Feb 5, 2021	no	Destin, FL\|Destin, FL\|Jonesboro, AR	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jan 30, 2013	Feb 5, 2021	no	Jonesboro, AR\|Fort Washington, PA\|Fort Washington, PA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 11, 2009	Dec 20, 2012	no	MINNEAPOLIS, MN	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 7, 2006	Dec 19, 2008	no	DESTIN, FL	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Feb 4, 2005	Jun 16, 2006	no	DESTIN, FL\|DESTIN, FL\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LINCOLN INVESTMENT	Jul 18, 2023	Jul 3, 2023	-15	Firm change	Ibd to RIA
CAPITAL ANALYSTS	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 5, 2021	Feb 5, 2021	0	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Feb 5, 2021	Jan 19, 2017	-1,478	Firm change after gap	Other
QUESTAR ASSET MANAGEMENT, INC.	LINCOLN INVESTMENT	Dec 20, 2012	Jan 30, 2013	41	Firm change	Other
USALLIANZ SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 16, 2006	Sep 7, 2006	83	Bulk transfer	Other

Relationships

Registered with (5)

→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jan 19, 2017 to Feb 5, 2021factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jan 30, 2013 to Feb 5, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 5, 2021 to Jul 18, 2023factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 11, 2009 to Dec 20, 2012factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Feb 4, 2005 to Jun 16, 2006factForm ADV

Dated events

Occurred
Jul 18, 2023
Advisor changed firm
Joseph Michael Nelson left Ameriprise Financial Services, Llc for Lincoln Investment (registered 2023-07-03)
Form ADVobserved 5 days ago