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Advisor at SANTANDER SECURITIES
North Andover, MA | Newburyport, MA | Peabody, MA | Haverhill, MA | Salem, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | Bd affiliated wealth | Sep 15, 2015 | n/a | yes | North Andover, MA|Salem, NH|Peabody, MA|Newburyport, MA|Haverhill, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 19, 2012 | Aug 20, 2015 | no | PEABODY, MA|SALEM, MA|ACTON, MA|MALDEN, MA|ACTON, MA|CAMBRIDGE, MA|ANDOVER, MA | Previous registration |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Jun 8, 2010 | Sep 4, 2012 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SANTANDER SECURITIES | Aug 20, 2015 | Sep 15, 2015 | 26 | Firm change | Other |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 4, 2012 | Nov 19, 2012 | 76 | Firm change | Other |