DFX Intelligence

G••• A•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

G••• A•••• H•••••

Advisor at G• P•••••• W••••• M••••••••• I•••

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• P•••••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• P•••••• W••••• M••••••••• I•••	State registered	Jun 1, 2016	n/a	yes	CHICAGO, IL	Current employment
F••••••••• A•••••••	Former SEC adviser	May 5, 2015	Feb 16, 2016	no	CHICAGO, IL\|WARREN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	G• P•••••• W••••• M••••••••• I•••	Feb 16, 2016	Jun 1, 2016	106	Firm change	Other
G• P•••••• W••••• M••••••••• I•••	F••••••••• A•••••••	Dec 31, 2015	May 5, 2015

Relationships

Registered with (7)

→ G• P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 17, 2014 to Dec 31, 2015factForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
May 5, 2015 to Feb 16, 2016factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 27, 2013 to Jun 12, 2014factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 31, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.