RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• A•••• H•••••
- G• P•••••• W••••• M••••••••• I••• state registered currentsince Jun 1, 2016 · Chicago, Il
- F••••••••• A••••••• formerMay 5, 2015 to Feb 16, 2016 · Chicago, Il
- G• P•••••• W••••• M••••••••• I••• state registeredDec 17, 2014 to Dec 31, 2015 · Chicago, Il
- H•••••• T••••••• • K•••• L•• independent RIAMar 27, 2013 to Jun 12, 2014 · Chicago, Il
- N•• A•••••• S•••••••• L•• formerJan 3, 2011 to Oct 29, 2012 · Chicago, Il
- N•• A•••••• S•••••••• L•• formerMar 20, 2009 to Dec 16, 2010 · Chicago, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 24, 2007 to Mar 23, 2009 · Homewood, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 3, 2005 to Dec 19, 2006 · Chicago, Il
- G••• A•••• M••••••••• L•• unclassifiedMay 31, 2002 to Jul 31, 2003 · Chicago, Il
- F••••••••• A••••••• to G• P•••••• W••••• M••••••••• I•••left Feb 16, 2016, registered Jun 1, 2016 (106 days) · Other
- G• P•••••• W••••• M••••••••• I••• to F••••••••• A•••••••left Dec 31, 2015, registered May 5, 2015 (-240 days) · Other
- H•••••• T••••••• • K•••• L•• to G• P•••••• W••••• M••••••••• I•••left Jun 12, 2014, registered Dec 17, 2014 (188 days) · Other
- N•• A•••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Oct 29, 2012, registered Mar 27, 2013 (149 days) · Other
- V••• F•••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Mar 23, 2009, registered Mar 20, 2009 (-3 days) · Other
- M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 19, 2006, registered May 24, 2007 (156 days) · Other
- G••• A•••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Jul 31, 2003, registered Jun 3, 2005 (673 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address