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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MIKE SHAYESTEHFAR

Advisor at CITIZENS PRIVATE WEALTH

TARRYTOWN, NY | SYRACUSE, NY | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:e00f9e1a-da7b-0e65-18fd-65820d006d57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS PRIVATE WEALTH
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 13
Exams: S66
First exam: Dec 12, 2005
First registration: Jun 22, 2006
Dual registered: yes, broker-dealer
Other names: Mike Shay
IAPD individual key: 4971713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS PRIVATE WEALTH	Bd affiliated wealth	Jul 15, 2025	n/a	yes	TARRYTOWN, NY\|LOS ANGELES, CA	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 12, 2025	n/a	yes	LOS ANGELES, CA\|SYRACUSE, NY	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 22, 2024	Jun 17, 2025	no	CENTURY CITY, CA\|Beverly Hills, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Sep 11, 2015	Apr 29, 2024	no	LOS ANGELES, CA\|SAN FRANCISCO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Sep 17, 2015	no	MINNEAPOLIS, MN\|BEVERLY HILLS, CA\|CHARLOTTE, NC	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 12, 2008	Jan 3, 2011	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jun 22, 2006	Oct 20, 2006	no	WOODLAND HILLS, CA\|WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	CITIZENS SECURITIES, INC.	Jun 17, 2025	Jun 12, 2025	-5	Firm change	Ibd to ibd
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	RBC CAPITAL MARKETS, LLC	Apr 29, 2024	Apr 22, 2024	-7	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Sep 17, 2015	Sep 11, 2015	-6	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CITICORP INVESTMENT SERVICES	WELLS FARGO INVESTMENTS, LLC	Oct 20, 2006	Aug 12, 2008	662	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
31194:39550:CA:2025-06-17	Jun 17, 2025	Jun 12, 2025	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (7)

→ CITIZENS PRIVATE WEALTHRegistered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jun 12, 2025 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 22, 2024 to Jun 17, 2025factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Sep 11, 2015 to Apr 29, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Sep 17, 2015factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 12, 2008 to Jan 3, 2011factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 22, 2006 to Oct 20, 2006factForm ADV

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
Mike Shayestehfar left Rbc Capital Markets, Llc for Citizens Securities, Inc. (registered 2025-06-12)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2024
Advisor changed firm
Mike Shayestehfar left J.P. Morgan Private Wealth Advisors Llc for Rbc Capital Markets, Llc (registered 2024-04-22)
Form ADVobserved 5 days ago