DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mike Shayestehfar

Citizens Private WealthBD affiliatedTarrytown, Ny dual registrantIAPD 4971713

Feed of 09/15/2026

Also filed as Mike Shay

At current firm

1 y

since Jun 12, 2025

In the industry

20 y

since Dec 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citizens Private Wealth BD affiliated current
since Jul 15, 2025 · Tarrytown, Ny
Citizens Securities, Inc. BD affiliated current
since Jun 12, 2025 · Los Angeles, Ca
RBC Capital Markets, LLC national BD
Apr 22, 2024 to Jun 17, 2025 · Century City, Ca
J.P. Morgan Private Wealth Advisors LLC former
Sep 11, 2015 to Apr 29, 2024 · Los Angeles, Ca
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Sep 17, 2015 · Minneapolis, Mn
Wells Fargo Investments, LLC unclassified
Aug 12, 2008 to Jan 3, 2011 · Beverly Hills, Ca
Citicorp Investment Services unclassified
Jun 22, 2006 to Oct 20, 2006 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

RBC Capital Markets, LLC to Citizens Securities, Inc.
left Jun 17, 2025, registered Jun 12, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
J.P. Morgan Private Wealth Advisors LLC to RBC Capital Markets, LLC
left Apr 29, 2024, registered Apr 22, 2024 (-7 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to J.P. Morgan Private Wealth Advisors LLC
left Sep 17, 2015, registered Sep 11, 2015 (-6 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Citicorp Investment Services to Wells Fargo Investments, LLC
left Oct 20, 2006, registered Aug 12, 2008 (662 days) · Other

Signals

Mike Shayestehfar left Rbc Capital Markets, Llc for Citizens Securities, Inc. (registered 2025-06-12)
Jun 17, 2025 · Advisor changed firm · fact
Mike Shayestehfar left J.P. Morgan Private Wealth Advisors Llc for Rbc Capital Markets, Llc (registered 2024-04-22)
Apr 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address