DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• T••• C•••••• C••• A••••••• L••
Latest filing Sep 9, 2026
First filing on the tape Sep 25, 2023 · 8 filings
SEC status approved since Oct 25, 2023
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 31, 2024$310M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20240 then
Employees (5.A)21 as of Mar 31, 2026
Mar 31, 202420 then
Private funds1 as of Mar 31, 2026
Mar 31, 20242 then
RAUM +58% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $587MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$130M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••• T••• C•••••• O••••••• F•••• L•• | Hedge Fund | $207M | 4 | Sep 25, 2023 |
| W••••• T••• C•••••• F•••• L•• | Hedge Fund | $103M | 18 | Sep 25, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••• M•••• S•• · General Counsel/Chief Operating Officercontrolsince 01/2024 · owns less than 5%
- K••••••••• M•••• A••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- L••• J•••••• C••••••••• · Chief Compliance Officer / Deputy General Counselcontrolsince 11/2023 · owns less than 5%
- L••••• T••••••• J••••• · Chief Executive Officercontrolsince 02/2017 · owns less than 5%
- R••••• J••••• J••••• · Chief Credit Officercontrolsince 02/2017 · owns less than 5%
- L••••• T••••••• J••••• · M••••••• M••••• And M•••••controlsince 01/2023 · owns 75% or more of T•••• H••••••• L••
- L••••• T••••••• J••••• · M••••••• M••••• And Ownercontrolsince 02/2017 · owns 75% or more of W••••• T••• C••••• P••••••• G•• L••
- L••••• T••••••• J••••• · M••••••• M••••• And M•••••controlsince 02/2019 · owns 75% or more of W••••• T••• T•••• G•• L••
Entity owners
- W••••• T••• C•••••• C••• A••••••• S••••••• L•• · M••••••• M•••••direct · owns 75% or more
- T•••• H••••••• L•• · Limited Partnerindirect · owns 75% or more of W••••• T••• C••••• P••••••• L•
- T•••• H••••••• L•• · M•••••indirect · owns 25% to 50% of W••••• T••• T•••• G• ••••••••• L••
- W••••• T••• C••••• P••••••• G•• L•• · General Partnerindirect · owns F of W••••• T••• C••••• P••••••• L•
- W••••• T••• C••••• P••••••• L• · M••••••• M•••••indirect · owns 75% or more of W••••• T••• C•••••• C••• A••••••• S••••••• L••
- W••••• T••• T•••• G• ••••••••• L•• · M•••••indirect · owns 25% to 50% of W••••• T••• C•••••• C••• A••••••• S••••••• L••
- W••••• T••• T•••• G•• L•• · M••••••• M••••• And M•••••indirect · owns F of W••••• T••• T•••• G• ••••••••• L••
Related persons
Schedule D 7.A
- W••••• T••• C••••• P••••••• G•• L••n
- W••••• T••• C••••• P••••••• L•investment adviseryRAUM $2.8B
- W••••• T••• C••••• P••••••• S••• M••••••••• L•investment advisern
- W••••• T••• F••• I• ••••••••• G•• L••pooled vehicle sponsorn
- W••••• T••• F••• I• G•• L••pooled vehicle sponsorn
- W••••• T••• F••• I• ••••••••• G•• L••pooled vehicle sponsorn
- W••••• T••• F••• I• G•• L••pooled vehicle sponsorn
- W••••• T••• M••••••• M••••• ••••••••• L••pooled vehicle sponsorn
- W••••• T••• M••••••• M••••• L••pooled vehicle sponsorn
- W••••• T••• S••• G•• L••pooled vehicle sponsorn
- W••••• T••• S••• M••••••••• G•• L••n
- W••••• T••• T•••• G• ••••••••• L••pooled vehicle sponsorn
- W••••• T••• T•••• G• ••••••••• L••pooled vehicle sponsorn
- W••••• T••• T•••• G•• L••pooled vehicle sponsorn
Advisers that list W••••• T••• C•••••• C••• A••••••• L•• as a related person
- 287810 y
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 9, 2026
- Private funds · 1 to unsetMar 31, 2026 to Sep 9, 2026
- Succession · false to unsetMar 31, 2026 to Sep 9, 2026
- Accounts · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 12 to 13Mar 31, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 0 to 1Mar 31, 2025 to Mar 31, 2026
- Other offices · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Private funds · unset to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $744M to $1.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $0 to $130MMar 31, 2025 to Mar 31, 2026
- RAUM · $744M to $1.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 2 to 1Jul 30, 2024 to Mar 31, 2025
- Advisory employees · 10 to 12Jul 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 0Jul 30, 2024 to Mar 31, 2025
- Assets in custody · 310307565.0 to unsetJul 30, 2024 to Mar 31, 2025
- Custody of client assets · true to falseJul 30, 2024 to Mar 31, 2025
- Employees · 20 to 21Jul 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 30, 2024 to Mar 31, 2025
- Private funds · 2 to unsetJul 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $310M to $744MJul 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $310M to $0Jul 30, 2024 to Mar 31, 2025
- RAUM · $310M to $744MJul 30, 2024 to Mar 31, 2025
- Assets in custody · $256M to $310MFeb 22, 2024 to Mar 31, 2024
- Other offices · 2 to 1Feb 22, 2024 to Mar 31, 2024
- Discretionary RAUM · $256M to $310MFeb 22, 2024 to Mar 31, 2024
- Pooled vehicle RAUM · $256M to $310MFeb 22, 2024 to Mar 31, 2024
- RAUM · $256M to $310MFeb 22, 2024 to Mar 31, 2024
- Accounts · unset to 2.0Dec 8, 2023 to Feb 22, 2024
- Assets in custody · $0 to $256MDec 8, 2023 to Feb 22, 2024
- Employees · 17 to 20Dec 8, 2023 to Feb 22, 2024
- Discretionary RAUM · unset to 256050000.0Dec 8, 2023 to Feb 22, 2024
- Non-discretionary RAUM · unset to 0.0Dec 8, 2023 to Feb 22, 2024
- Pooled vehicle RAUM · $0 to $256MDec 8, 2023 to Feb 22, 2024
- RAUM · unset to 256050000.0Dec 8, 2023 to Feb 22, 2024
- Assets in custody · unset to 0.0Sep 25, 2023 to Dec 8, 2023
- Custody of client assets · false to trueSep 25, 2023 to Dec 8, 2023
Signals
6 dated events
- W••••• T••• C•••••• C••• A••••••• L•• reported RAUM $1.2B, up 58% from $744.4M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- W••••• T••• C•••••• C••• A••••••• L•• reported RAUM $744.4M, up 140% from $310.3M (2024-07-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Sun M••• Cho (General Counsel/Chief Operating Officer) appeared on Schedule A of W••••• T••• C•••••• C••• A••••••• L••Mar 31, 2024 · Control person joined · fact
- J•••• Andrew Jenkinson (Chief Compliance Officer) no longer on Schedule A of W••••• T••• C•••••• C••• A••••••• L•• (listed 2023-09-25, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- C••••••••• J••••• Lee (Chief Compliance Officer / Deputy General Counsel) appeared on Schedule A of W••••• T••• C•••••• C••• A••••••• L••Dec 8, 2023 · Control person joined · fact
- W••••• T••• C•••••• C••• A••••••• L•• filed its initial SEC registration (Form ADV)Sep 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- willowtreelp.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-218-1090reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026