DFX Intelligence

J••••• C••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)23 years in industry

J••••• C••• A•••••••

Advisor at N•••• C••••••

••• Locked

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Search this name across graphsid dfx:ria:e0291321-2157-7861-328c-eb30ff1c2510

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• C••••••	Independent wealth	Jan 27, 2021	n/a	yes	SALT LAKE CITY, UT\|Indian Land, SC	Current employment
N•••• C••••••	Independent wealth	Aug 19, 2020	Dec 31, 2020	no	Clarks Summit, PA\|SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	N•••• C••••••	Feb 7, 2020	Aug 19, 2020	194	Firm change	Ibd to RIA
M•• F•••••••• S•••••••• I•••	P••• A••••• S••••••••• L••	Feb 17, 2010	May 3, 2011

Relationships

Registered with (5)

→ N•••• C••••••Registered adviserregistration: previous registration
Aug 19, 2020 to Dec 31, 2020factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 3, 2011 to Feb 7, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2007 to Feb 17, 2010factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0291321-2157-7861-328c-eb30ff1c2510
First observed: May 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.