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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JOHN KEVIN BURTON

Advisor at LPL FINANCIAL LLC

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:e031e1f8-b761-4f79-b934-84bce3ddbceb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 15, 2008
First registration: Oct 16, 2008
Dual registered: yes, broker-dealer
Other names: JOHN BURTON
IAPD individual key: 2296027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 8, 2026	n/a	yes	LITTLE ROCK, AR	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 3, 2023	Mar 20, 2026	no	NORTH LITTLE ROCK, AR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	Feb 3, 2023	no	LITTLE ROCK, AR\|Little Rock, AR\|Little Rock, AR	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 25, 2019	May 18, 2022	no	Little Rock, AR\|Little Rock, AR\|Little Rock, AR\|WAVERLY, IA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 8, 2019	Nov 4, 2019	no	PEKIN, IL\|PEORIA, IL\|PEORIA, IL\|PEORIA, IL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 8, 2018	Jun 21, 2019	no	Jacksonville, AR\|NORTH LITTLE ROCK, AR\|North Little Rock, AR\|North Little Rock, AR\|North Little Rock, AR\|LITTLE ROCK, AR	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Mar 26, 2014	May 16, 2018	no	WAVERLY, IA\|Urbana, IL\|JACKSONVILLE, AR	Previous registration
LEGACY INVESTMENT ADVISORS, LLC	n/a	Jan 3, 2011	Dec 31, 2013	no	MONTICELLO, IL	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Oct 16, 2008	Nov 18, 2008	no	ST JOSEPH, MO\|HAYS, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Mar 20, 2026	Apr 8, 2026	19	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Feb 3, 2023	Feb 3, 2023	0	Firm change	RIA to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
PNC WEALTH MANAGEMENT	CUNA BROKERAGE SERVICES, INC.	Nov 4, 2019	Nov 25, 2019	21	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Jun 21, 2019	Jul 8, 2019	17	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	May 16, 2018	May 8, 2018	-8	Firm change	RIA to ibd
LEGACY INVESTMENT ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Dec 31, 2013	Mar 26, 2014	85	Firm change	Other
MAIN STREET ADVISORS, LLC	LEGACY INVESTMENT ADVISORS, LLC	Nov 18, 2008	Jan 3, 2011	776	Firm change after gap	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2022 to Feb 3, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 3, 2023 to Mar 20, 2026factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 25, 2019 to May 18, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 8, 2019 to Nov 4, 2019factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 8, 2018 to Jun 21, 2019factForm ADV
→ LEGACY INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 3, 2011 to Dec 31, 2013factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 16, 2008 to Nov 18, 2008factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
John Kevin Burton left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-04-08)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Advisor changed firm
John Kevin Burton left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2023-02-03)
Form ADVobserved 6 days ago