RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K•••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 8, 2026 · Little Rock, Ar
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 3, 2023 to Mar 20, 2026 · North Little Rock, Ar
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Feb 3, 2023 · Little Rock, Ar
- C••• B•••••••• S•••••••• I••• formerNov 25, 2019 to May 18, 2022 · Little Rock, Ar
- P•• W••••• M••••••••• BD affiliatedJul 8, 2019 to Nov 4, 2019 · Pekin, Il
- U••• B•••••• I••••••••• I••• formerMay 8, 2018 to Jun 21, 2019 · Jacksonville, Ar
- C••• B•••••••• S•••••••• I••• formerMar 26, 2014 to May 16, 2018 · Waverly, Ia
- L••••• I••••••••• A•••••••• L•• unclassifiedJan 3, 2011 to Dec 31, 2013 · Monticello, Il
- M••• S••••• A•••••••• L•• formerOct 16, 2008 to Nov 18, 2008 · St Joseph, Mo
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Mar 20, 2026, registered Apr 8, 2026 (19 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 3, 2023, registered Feb 3, 2023 (0 days) · RIA to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C••• B•••••••• S•••••••• I•••left Nov 4, 2019, registered Nov 25, 2019 (21 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••left Jun 21, 2019, registered Jul 8, 2019 (17 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••left May 16, 2018, registered May 8, 2018 (-8 days) · RIA to affiliated broker-dealer or bank
- L••••• I••••••••• A•••••••• L•• to C••• B•••••••• S•••••••• I•••left Dec 31, 2013, registered Mar 26, 2014 (85 days) · Other
- M••• S••••• A•••••••• L•• to L••••• I••••••••• A•••••••• L••left Nov 18, 2008, registered Jan 3, 2011 (776 days) · Other
- J••• K•••• B••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-08)Mar 20, 2026 · Advisor changed firm · fact
- J••• K•••• B••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-02-03)Feb 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address