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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LIGHTHOUSE FINANCIAL SERVICES INC

CRD 110367

BREA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e039c7d3-ec09-8e49-cad3-6eb18690a758

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2012 to Jan 22, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $473MItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $473M
Private client RAUM: $465MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $118Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 461
Individual clients: 299
High net worth clients: 159
Custody, client assets: $473M
SEC number: 801-55848
CRD: 110367
Filings on the tape: 44
First filed: Apr 4, 2012
Latest filed: Jan 22, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT GEORGE MCDANIEL	n/a	BREA, CA	27	28	n/a	no
MICHAEL ROBERT VERITY	Chartered Financial Analyst	BREA, CA	15	16	n/a	no
JAYCE ALAN LOWE	n/a	BREA, CA	5	12	2	no
Christopher Brian Soukup	n/a	BREA, CA	5	18	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCDANIEL, ROBERT, GEORGE	PRESIDENT, COO, & CCO	E	yes	02/2000	Apr 4, 2012	Jan 31, 2024
VERITY, MICHAEL, ROBERT	VICE PRESIDENT & CHIEF INVESTMENT OFFICER	C	yes	07/2013	Jul 3, 2013	Jan 31, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 22, 2026	$473M	$473M	6	5	4	n/a	n/a
2024	Jan 21, 2025	$430M	$430M	7	5	4	n/a	n/a
2023	Jan 31, 2024	$387M	$387M	7	5	4	n/a	n/a
2022	Feb 9, 2023	$353M	$353M	8	5	5	n/a	n/a
2021	Feb 28, 2022	$424M	$424M	9	5	0	n/a	n/a
2020	Jan 20, 2021	$347M	$347M	9	5	0	n/a	n/a
2019	Feb 4, 2020	$308M	$308M	9	7	0	n/a	n/a
2018	Mar 27, 2019	$249M	$247M	9	7	0	n/a	n/a
2017	Mar 29, 2018	$254M	$252M	8	5	0	n/a	n/a
2016	Jan 19, 2017	$226M	$226M	8	5	n/a	n/a	n/a
2015	Mar 12, 2016	$216M	$216M	8	5	n/a	n/a	n/a
2014	Feb 13, 2015	$217M	$217M	8	5	n/a	n/a	n/a
2013	Mar 26, 2014	$169M	$169M	8	5	n/a	n/a	n/a
2012	Apr 1, 2013	$109M	$109M	4	4	n/a	n/a	n/a
2011	Apr 4, 2012	$90.3M	$90.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$473M	$430M	9.9%	$353M	10.2%	6	7	4	4

Relationships

Registered with (8)

← Christopher Brian SoukupAdvisorregistration: current employment
Jan 26, 2021 to presentfactForm ADV
← JAYCE ALAN LOWEAdvisorregistration: current employment
Jan 5, 2021 to presentfactForm ADV
← MICHAEL ROBERT VERITYAdvisorregistration: current employment
Nov 8, 2010 to presentfactForm ADV
← ROBERT GEORGE MCDANIELAdvisorregistration: current employment
Nov 4, 1998 to presentfactForm ADV
← Kyle RayAdvisorregistration: previous registration
Feb 13, 2017 to Feb 17, 2018factForm ADV
← Natalie youngAdvisorregistration: previous registration
Jun 2, 2016 to Dec 21, 2016factForm ADV
← RYAN LEWIS HOOKAdvisorregistration: previous registration
Sep 22, 2015 to Dec 23, 2015factForm ADV
← ERIC EDWARD SWANSONAdvisorregistration: previous registration
Jul 8, 2013 to Sep 17, 2015factForm ADV

Controls (2)

← MCDANIEL, ROBERT, GEORGEOwnerPRESIDENT, COO, & CCO, ownership code E, individual
Apr 4, 2012 to Jan 31, 2024factForm ADV
← VERITY, MICHAEL, ROBERTOwnerVICE PRESIDENT & CHIEF INVESTMENT OFFICER, ownership code C, individual
Jul 3, 2013 to Jan 31, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 17, 2020
Control person left
Dale George Mcdaniel (Chief Executive Officer And Cco) no longer on Schedule A of Lighthouse Financial Services Inc (listed 2020-08-26, absent 2020-09-17)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Feb 9, 2023
Lighthouse Financial Services Inc reported 5 offices beyond its principal office, up from 0 (2022-02-28 to 2023-02-09)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e039c7d3-ec09-8e49-cad3-6eb18690a758
First observed: Apr 4, 2012
Last observed: Jan 22, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIGHTHOUSE FINANCIAL SERVICES INC

CRD 110367

BREA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e039c7d3-ec09-8e49-cad3-6eb18690a758

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT GEORGE MCDANIEL

n/a

BREA, CA

n/a

MICHAEL ROBERT VERITY

Chartered Financial Analyst

BREA, CA

n/a

JAYCE ALAN LOWE

n/a

BREA, CA

Christopher Brian Soukup

n/a

BREA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCDANIEL, ROBERT, GEORGE

PRESIDENT, COO, & CCO

yes

02/2000

Apr 4, 2012

Jan 31, 2024

VERITY, MICHAEL, ROBERT

VICE PRESIDENT & CHIEF INVESTMENT OFFICER

yes

07/2013

Jul 3, 2013

Jan 31, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 22, 2026

$473M

n/a

2024

Jan 21, 2025

$430M

n/a

2023

Jan 31, 2024

$387M

n/a

2022

Feb 9, 2023

$353M

n/a

2021

Feb 28, 2022

$424M

n/a

2020

Jan 20, 2021

$347M

n/a

2019

Feb 4, 2020

$308M

n/a

2018

Mar 27, 2019

$249M

$247M

n/a

2017

Mar 29, 2018

$254M

$252M

n/a

2016

Jan 19, 2017

$226M

n/a

2015

Mar 12, 2016

$216M

n/a

2014

Feb 13, 2015

$217M

n/a

2013

Mar 26, 2014

$169M

n/a

2012

Apr 1, 2013

$109M

n/a

2011

Apr 4, 2012

$90.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$473M

$430M

9.9%

$353M

10.2%