N•••••• y••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SUGAR LAND, TX | FRISCO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f63602b-58ef-5348-620c-bc8ee01b9754

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 8, 2023	n/a	yes	FRISCO, TX\|SUGAR LAND, TX	Current employment
C•••• W•••••• • A••••••••• L••	Independent wealth	Jun 17, 2021	Dec 19, 2022	no	FRISCO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• W•••••• • A••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 19, 2022	Feb 8, 2023	51	Firm change	RIA to wirehouse
K••••• A••••••• S•••••••• L••	C•••• W•••••• • A••••••••• L••	May 24, 2021	Jun 17, 2021

Relationships

Registered with (8)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Feb 8, 2023 to presentfactForm ADV
→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Jun 17, 2021 to Dec 19, 2022factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2019 to May 24, 2021factForm ADV
→ P•••••• W••••• A••••••• G••••

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f63602b-58ef-5348-620c-bc8ee01b9754
First observed: Jul 25, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.