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RIA / WealthAdvisorCertified Financial Planner38 years in industry

ERIC EDWARD SWANSON

Advisor at ONE CAPITAL MANAGEMENT, LLC

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:db309b93-c20a-d5aa-abd2-83c41e511b44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Oct 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 15, 1998
First registration: Oct 26, 1998
Dual registered: no
IAPD individual key: 2680207

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONE CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 5, 2025	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
EP WEALTH ADVISORS	Independent wealth	May 23, 2019	Jul 23, 2025	no	TORRANCE, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 8, 2018	May 16, 2019	no	Henderson, NV	Previous registration
CAPITAL MANAGEMENT SERVICES, INC.	Independent wealth	Mar 1, 2018	Jul 31, 2018	no	Westlake Village, CA\|MANCHESTER, MO	Previous registration
REILLY FINANCIAL ADVISORS	Former SEC adviser	Nov 17, 2015	Dec 31, 2017	no	LA MESA, CA	Previous registration
LIGHTHOUSE FINANCIAL SERVICES INC	Independent wealth	Jul 8, 2013	Sep 17, 2015	no	BREA, CA	Previous registration
MERCER GLOBAL ADVISORS INC.	Independent wealth	Mar 14, 2013	Apr 29, 2013	no	SANTA BARBARA, CA	Previous registration
EDELMAN FINANCIAL SERVICES, LLC	Former SEC adviser	May 23, 2012	Dec 10, 2012	no	WOODLAND HILLS, CA\|LOS ANGELES, CA\|FAIRFAX, VA\|WOODLAND HILLS, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 17, 2007	May 25, 2012	no	PHOENIX, AZ\|CAMARILLO, CA\|WOODLAND HILLS, CA	Previous registration
INDEPENDENT CAPITAL MANAGEMENT	n/a	Jun 24, 2002	Jan 30, 1998	no	CAMARILLO, CA	Previous registration
INDEPENDENT CAPITAL MANAGEMENT	n/a	Oct 26, 1998	Apr 27, 2012	no	n/a	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EP WEALTH ADVISORS	ONE CAPITAL MANAGEMENT, LLC	Jul 23, 2025	Jun 5, 2025	-48	Firm change after gap	RIA to RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	EP WEALTH ADVISORS	May 16, 2019	May 23, 2019	7	Firm change	Ibd to RIA
CAPITAL MANAGEMENT SERVICES, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jul 31, 2018	Aug 8, 2018	8	Firm change	RIA to ibd
REILLY FINANCIAL ADVISORS	CAPITAL MANAGEMENT SERVICES, INC.	Dec 31, 2017	Mar 1, 2018	60	Firm change	RIA to RIA
LIGHTHOUSE FINANCIAL SERVICES INC	REILLY FINANCIAL ADVISORS	Sep 17, 2015	Nov 17, 2015	61	Firm change	Other
MERCER GLOBAL ADVISORS INC.	LIGHTHOUSE FINANCIAL SERVICES INC	Apr 29, 2013	Jul 8, 2013	70	Firm change	Other
EDELMAN FINANCIAL SERVICES, LLC	MERCER GLOBAL ADVISORS INC.	Dec 10, 2012	Mar 14, 2013	94	Firm change	Other
SAGEPOINT FINANCIAL, INC.	EDELMAN FINANCIAL SERVICES, LLC	May 25, 2012	May 23, 2012	-2	Firm change	Other
INDEPENDENT CAPITAL MANAGEMENT	SAGEPOINT FINANCIAL, INC.	Jan 30, 1998	Oct 17, 2007	3,547	Firm change after gap	Other

Relationships

Registered with (10)

→ ONE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
May 23, 2019 to Jul 23, 2025factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 8, 2018 to May 16, 2019factForm ADV
→ CAPITAL MANAGEMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2018 to Jul 31, 2018factForm ADV
→ REILLY FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2015 to Dec 31, 2017factForm ADV
→ LIGHTHOUSE FINANCIAL SERVICES INCRegistered adviserregistration: previous registration
Jul 8, 2013 to Sep 17, 2015factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Mar 14, 2013 to Apr 29, 2013factForm ADV
→ EDELMAN FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 23, 2012 to Dec 10, 2012factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 17, 2007 to May 25, 2012factForm ADV
→ INDEPENDENT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 26, 1998 to Apr 27, 2012factForm ADV

Dated events

Occurred
Jul 23, 2025
Advisor changed firm
Eric Edward Swanson left Ep Wealth Advisors for One Capital Management, Llc (registered 2025-06-05)
Form ADVobserved 4 days ago