DFX Intelligence
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Reading the graph
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Advisor at P•••••• A•••••• G••••• L••
South Burlington, VT | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Aug 25, 2021 | n/a | yes | MORRISTOWN, NJ|South Burlington, VT | Current employment |
| I•••••• A••••••• L•• | Independent wealth | Dec 7, 2018 | Sep 28, 2021 | no | Essex Junction, VT|OAKMONT, PA|South Burlington, VT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• A••••••• L•• | P•••••• A•••••• G••••• L•• | Sep 28, 2021 | Aug 25, 2021 | -34 | Firm change after gap | RIA to ibd |
| T•••••••• A••••••• G••••• I••• | I•••••• A••••••• L•• | Dec 18, 2018 | Dec 7, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106015:298868:PA:2018-11-15 | Dec 18, 2018 | Dec 7, 2018 | GREENSBURG, PA | Firm change |
| T•••••••• A••••••• G••••• I••• | Bd affiliated wealth | Aug 7, 2014 | Dec 18, 2018 | no | ESSEX JUNCTION, VT|GREENSBURG, PA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Nov 26, 2002 | Aug 7, 2014 | no | GRAFTON, MA|BRIDGEWATER, NJ|ESSEX JUNCTION, VT|ESSEX JUNCTION, VT | Previous registration |
| -11 |
| Firm change |
| Ibd to new firm |
| V••• F•••••••• A•••••••• I••• | T•••••••• A••••••• G••••• I••• | Aug 7, 2014 | Aug 7, 2014 | 0 | Firm change | Other |