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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Douglas Gorecki

Advisor at TD PRIVATE CLIENT WEALTH LLC

Marlton, NJ | Williamstown, NJ

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Search this name across graphsid dfx:ria:e046f7f7-5726-8428-da6a-bb529e047516

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 4, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S66
First exam: Aug 24, 2020
First registration: Jan 4, 2023
Dual registered: yes, broker-dealer
Other names: Douglas Richard Gorecki
IAPD individual key: 7213883

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 3, 2024	n/a	yes	Williamstown, NJ\|Marlton, NJ	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Apr 17, 2024	Jul 12, 2024	no	Warrington, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 28, 2023	Apr 15, 2024	no	PRINCETON, NJ	Previous registration
SPIRIT OF AMERICA MANAGEMENT CORP	Asset manager	Jan 4, 2023	Feb 28, 2023	no	SYOSSET, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	TD PRIVATE CLIENT WEALTH LLC	Jul 12, 2024	Jul 3, 2024	-9	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Apr 15, 2024	Apr 17, 2024	2	Firm change	Wirehouse to ibd
SPIRIT OF AMERICA MANAGEMENT CORP	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 28, 2023	Mar 28, 2023	28	Firm change	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 17, 2024 to Jul 12, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 28, 2023 to Apr 15, 2024factForm ADV
→ SPIRIT OF AMERICA MANAGEMENT CORPRegistered adviserregistration: previous registration
Jan 4, 2023 to Feb 28, 2023factForm ADV

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
Douglas Gorecki left Pruco Securities, Llc for Td Private Client Wealth Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Douglas Gorecki left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2024-04-17)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2023
Advisor changed firm
Douglas Gorecki left Spirit Of America Management Corp for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-28)
Form ADVobserved 6 days ago