DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Nov 12, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| E•••• A••••••• | Independent wealth | Sep 12, 2023 | Sep 4, 2026 | no | SCOTTSDALE, AZ|LOS ANGELES, CA|Glendale, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• A••••••• | M•• C•••••• M••••••••• L•• | Sep 4, 2026 | Nov 12, 2025 | -296 | Bulk transfer | RIA to RIA |
| V••••••• A•••••••• I••• | E•••• A••••••• | Aug 29, 2023 | Sep 12, 2023 |
| V••••••• A•••••••• I••• | Bd affiliated wealth | May 2, 2021 | Aug 29, 2023 | no | Scottsdale, AZ | Previous registration |
| F••••• I••••••••• | Independent wealth | May 17, 2013 | Apr 17, 2017 | no | CAMAS, WA|PLANO, TX | Previous registration |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | Feb 15, 2011 | Apr 22, 2013 | no | NEW YORK, NY | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Nov 17, 2006 | Jan 31, 2011 | no | Phoenix, AZ|PHOENIX, AZ|Phoenix, AZ | Previous registration |
| A•••••••• F•••• M••••••••• L•• | Asset manager | Jun 17, 2005 | Oct 25, 2006 | no | MENOMONEE FALLS, WI | Previous registration |
| Firm change |
| Ibd to RIA |
| F••••• I••••••••• | V••••••• A•••••••• I••• | Apr 17, 2017 | May 2, 2021 | 1,476 | Firm change after gap | Other |
| V••• I••••••••• M••••••••• C•• L•• | F••••• I••••••••• | Apr 22, 2013 | May 17, 2013 | 25 | Firm change | Other |
| C•••••• S••••• • C••• I••• | V••• I••••••••• M••••••••• C•• L•• | Jan 31, 2011 | Feb 15, 2011 | 15 | Firm change | Other |
| A•••••••• F•••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Oct 25, 2006 | Nov 17, 2006 | 23 | Firm change | Other |