DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• J••• F••••••

M•• C•••••• M••••••••• L••independent RIAScottsdale, AzIA-onlyIAPD 4794668

Certified Financial Planner

Feed of 09/14/2026

Also filed as Z•••••• J••• F••••••

At current firm

0 y

since Nov 12, 2025

In the industry

22 y

since Aug 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Nov 12, 2025 · Scottsdale, Az
E•••• A••••••• independent RIA
Sep 12, 2023 to Sep 4, 2026 · Scottsdale, Az
V••••••• A•••••••• I••• BD affiliated
May 2, 2021 to Aug 29, 2023 · Scottsdale, Az
F••••• I••••••••• independent RIA
May 17, 2013 to Apr 17, 2017 · Camas, Wa
V••• I••••••••• M••••••••• C•• L•• asset manager
Feb 15, 2011 to Apr 22, 2013 · New York, Ny
C•••••• S••••• • C••• I••• national BD
Nov 17, 2006 to Jan 31, 2011 · Phoenix, Az
A•••••••• F•••• M••••••••• L•• asset manager
Jun 17, 2005 to Oct 25, 2006 · Menomonee Falls, Wi

Moves

a registration end followed by a registration begin elsewhere

E•••• A••••••• to M•• C•••••• M••••••••• L••
left Sep 4, 2026, registered Nov 12, 2025 (-296 days) · corporate re-registration, not a move
V••••••• A•••••••• I••• to E•••• A•••••••
left Aug 29, 2023, registered Sep 12, 2023 (14 days) · Affiliated broker-dealer or bank to independent RIA
F••••• I••••••••• to V••••••• A•••••••• I•••
left Apr 17, 2017, registered May 2, 2021 (1476 days) · Other
V••• I••••••••• M••••••••• C•• L•• to F••••• I•••••••••
left Apr 22, 2013, registered May 17, 2013 (25 days) · Other
C•••••• S••••• • C••• I••• to V••• I••••••••• M••••••••• C•• L••
left Jan 31, 2011, registered Feb 15, 2011 (15 days) · Other
A•••••••• F•••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Oct 25, 2006, registered Nov 17, 2006 (23 days) · Other

Signals

Z•••••• J••• F•••••• left V••••••• A•••••••• I••• for E•••• A••••••• (registered 2023-09-12)
Aug 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address