DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Auxano Advisors
Legal name Auxano Advisors, LLC
Latest filing Sep 9, 2026
First filing on the tape Mar 14, 2012 · 39 filings
SEC status approved since Oct 4, 2007
RAUM
$1.8B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
96%
$1.7B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$222M
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.8B as of Jun 16, 2026
Mar 14, 2012$205M then
HNW client RAUM$1.5B as of Jun 16, 2026
Mar 26, 2018$405M then
State-registered IARs (5.B.3)8 as of Jun 16, 2026
Mar 14, 20120 then
Employees (5.A)15 as of Jun 16, 2026
Mar 20, 20138 then
Private funds: no history
RAUM +22% over the last fiscal year+20% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $222MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $777,382derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B86%
- Individuals$179M10%
- Pension and profit-sharing plans$38.0M2.1%
- Corporations and businesses$18.6M1.0%
- Charitable organizations$15.7M0.9%
- Individual clients
- 456reported
- HNW clients
- 268reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,286reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alexander Kanghee LeeCertified Financial Planner | Bellevue, Wa | Jan 3, 2008 | 34 y | 2 |
| Peter Wesson ClineCertified Financial Planner | Bellevue, Wa | Jan 8, 2008 | 39 y | 1 |
| Dwight S. Whiting | Bellevue, Wa | Oct 1, 2014 | 21 y | 3 |
| Davis Mickey WalkerCertified Financial Planner | Bellevue, Wa | Mar 4, 2020 | 10 y | 0 |
| Daniel Andrew AndersonCertified Financial Planner | Bellevue, Wa | Mar 24, 2023 | 12 y | 0 |
| Grayson Elliott Armstrong Unger | Bellevue, Wa | Jul 17, 2023 | 12 y | 0 |
| Jared Lee Donovan DavisCertified Financial Planner | Bellevue, Wa | Sep 14, 2023 | 29 y | 0 |
| Andrew S MatzenChartered Financial Analyst | Bellevue, Wa | Nov 17, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Dwight S. Whiting from Morgan StanleyOct 1, 2014 · Other
- Peter Wesson Cline from Raymond James Financial Services, Inc.Jan 8, 2008 · Other
- Alexander Kanghee Lee from Raymond James Financial Services, Inc.Jan 3, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wesson Peter Cline · Founder, Chief Executive Officer, And Client Advisorcontrolsince 07/2007 · owns 75% or more
- Yourd Brian Hill · Chief Compliance Officer And Director Of Operationssince 01/2026 · owns less than 5%
- Kanghee Alexander Lee · Client Advisorsince 07/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Jun 16, 2026 to Sep 9, 2026
- Related adviser · false to unsetJun 16, 2026 to Sep 9, 2026
- Related bank · false to unsetJun 16, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetJun 16, 2026 to Sep 9, 2026
- Related insurance company · false to unsetJun 16, 2026 to Sep 9, 2026
- Succession · false to unsetJun 16, 2026 to Sep 9, 2026
- Accounts · 2,009 to 2,286Jan 27, 2026 to Mar 17, 2026
- Advisory activities · 3 to 4Jan 27, 2026 to Mar 17, 2026
- HNW clients · 227 to 268Jan 27, 2026 to Mar 17, 2026
- Individual clients · 400 to 456Jan 27, 2026 to Mar 17, 2026
- Pension plan clients · 5.0 to unsetJan 27, 2026 to Mar 17, 2026
- Employees · 14 to 15Jan 27, 2026 to Mar 17, 2026
- Discretionary RAUM · $1.3B to $1.6BJan 27, 2026 to Mar 17, 2026
- HNW RAUM · $1.2B to $1.5BJan 27, 2026 to Mar 17, 2026
- Individual RAUM · $147M to $179MJan 27, 2026 to Mar 17, 2026
- Non-discretionary RAUM · $103M to $137MJan 27, 2026 to Mar 17, 2026
- Pension RAUM · $52.9M to $38.0MJan 27, 2026 to Mar 17, 2026
- RAUM · $1.5B to $1.8BJan 27, 2026 to Mar 17, 2026
- Accounts · 1,887 to 2,009Dec 9, 2024 to Mar 11, 2025
- HNW clients · 220 to 227Dec 9, 2024 to Mar 11, 2025
- Individual clients · 374 to 400Dec 9, 2024 to Mar 11, 2025
- Employees · 13 to 14Dec 9, 2024 to Mar 11, 2025
- Financial planning clients · 101-250 to 251-500Dec 9, 2024 to Mar 11, 2025
- Discretionary RAUM · $1.2B to $1.3BDec 9, 2024 to Mar 11, 2025
- HNW RAUM · $1.1B to $1.2BDec 9, 2024 to Mar 11, 2025
- Individual RAUM · $128M to $147MDec 9, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $68.9M to $103MDec 9, 2024 to Mar 11, 2025
- Pension RAUM · $43.1M to $52.9MDec 9, 2024 to Mar 11, 2025
- RAUM · $1.3B to $1.5BDec 9, 2024 to Mar 11, 2025
- Other offices · 0 to 1Mar 19, 2024 to Oct 9, 2024
- Accounts · 1,703 to 1,887Nov 30, 2023 to Mar 19, 2024
- Advisory employees · 9 to 8Nov 30, 2023 to Mar 19, 2024
- HNW clients · 171 to 220Nov 30, 2023 to Mar 19, 2024
- Individual clients · 364 to 374Nov 30, 2023 to Mar 19, 2024
- Employees · 15 to 13Nov 30, 2023 to Mar 19, 2024
- State-registered IARs · 4 to 8Nov 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $975M to $1.2BNov 30, 2023 to Mar 19, 2024
- HNW RAUM · $836M to $1.1BNov 30, 2023 to Mar 19, 2024
- Individual RAUM · $137M to $128MNov 30, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $50.1M to $68.9MNov 30, 2023 to Mar 19, 2024
Signals
1 dated events
- Auxano Advisors reported RAUM $907.9M, up 28% from $709.5M (2020-06-29 to 2021-03-28)Mar 28, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@auxanoadvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 425-889-1261reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-642-1341reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/auxano-advisors-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- auxanoadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (425) 889-1261reportedpublic record, Form ADV, Sep 9, 2026
- Contact form
- auxanoadvisors.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $222Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026