This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRADITION WEALTH MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63

First exam

Sep 8, 1995

First registration

Jan 22, 2014

Dual registered

yes, broker-dealer

Other names

BEN JOHNSON|BENJAMIN MATTHEW JOHNSON|BENJAMIN JOHNSON

IAPD individual key

2646750

• Occurred

  May 31, 2023
  Advisor changed firm

  Benjamin M Johnson left New Era Financial Advisors, Inc. for Tradition Wealth Management Llc (registered 2023-03-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb875e40-da4e-e6ee-7496-65f5aa78a352

First observed

Jan 22, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.