DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••••••• I••••••••• A•••••••• L••
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Jan 28, 2019 | n/a | yes | COLUMBUS, OH | Current employment |
| U••• I••••••••• S••••••• C•••••• | No RAUM reported | Nov 7, 2018 | Jan 9, 2019 | no | PHoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• I••••••••• S••••••• C•••••• | N••••••••• I••••••••• A•••••••• L•• | Jan 9, 2019 | Jan 28, 2019 | 19 | Firm change | Ibd to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | U••• I••••••••• S••••••• C•••••• | Mar 5, 2008 | Nov 7, 2018 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | May 15, 2007 | Mar 5, 2008 | no | SCOTTSDALE, AZ | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 10, 2004 | May 26, 2005 | no | ALPHARETTA, GA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 17, 2002 | Jul 21, 2003 | no | ALPHARETTA, GA | Previous registration |
| 3,899 |
| Firm change after gap |
| Other |
| C•••••••• G••••• M•••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | May 26, 2005 | May 15, 2007 | 719 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••••• G••••• M•••••• I••• | Jul 21, 2003 | Mar 10, 2004 | 233 | Firm change | Other |