DFX Intelligence

C••• A•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••• A•••• C•••••••

Advisor at C••••••••• W•••••• L••

Lynnwood, WA | OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Oct 13, 2025	n/a	yes	Lynnwood, WA\|OVERLAND PARK, KS	Current employment
S•• A••••••• L••	Independent wealth	May 17, 2019	Sep 10, 2025	no	KIRKLAND, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A••••••• L••	C••••••••• W•••••• L••	Sep 10, 2025	Oct 13, 2025	33	Firm change	RIA to RIA
S•••••••• F•••••••• G••••• L••	S•• A••••••• L••	Apr 29, 2019	May 17, 2019

Relationships

Registered with (5)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ S•• A••••••• L••Registered adviserregistration: previous registration
May 17, 2019 to Sep 10, 2025factForm ADV
→ S•••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 18, 2018 to Apr 29, 2019factForm ADV
→ F•••• A••••••• N•••••••• L••

Dated events

Order

Occurred
10 Sep 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 24, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.