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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Lubbock, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 15, 2026 | n/a | yes | Lubbock, TX|Lubbock, TX | Current employment |
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | Institutional manager | Sep 21, 2022 | May 15, 2026 | no | FORT WORTH, TX|NEW YORK, NY | Previous registration |
| CERITY PARTNERS LLC | Independent wealth | Apr 2, 2019 | May 15, 2026 | no | FORT WORTH, TX|NEW YORK, NY | Previous registration |
| KARSTEN ADVISORS | Former SEC adviser | Feb 8, 2018 | Apr 1, 2019 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | May 15, 2026 | Sep 21, 2022 | -1,332 | Channel change | Other |
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | AMERIPRISE FINANCIAL SERVICES, LLC | May 15, 2026 | May 15, 2026 | 0 | Firm change | Other |
| KARSTEN ADVISORS | CERITY PARTNERS LLC | Apr 1, 2019 | Apr 2, 2019 | 1 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158571:151559:TX:2019-04-01 | Apr 1, 2019 | Apr 2, 2019 | FORT WORTH, TX | Firm change |