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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

SABA C JAHANIAN

Advisor at LPL FINANCIAL LLC

SOUTH PASADENA, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:e113b8b4-03d2-ab2d-2305-7704b5dd1797

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 29, 2011
First registration: Feb 11, 2011
Dual registered: yes, broker-dealer
Other names: CYNTHIA SABA JAHANIAN|SABA CINDY JAHANIAN|Sheeba Saba Jahanian
IAPD individual key: 5760187

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	n/a	yes	SAN FRANCISCO, CA\|SOUTH PASADENA, CA	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Feb 4, 2016	Jul 19, 2023	no	SANTA MONICA, CA\|CULVER CITY, CA\|BEVERLY HILLS, CA\|REDONDO BEACH, CA\|OMAHA, NE	Previous registration
MORGAN STANLEY	Wirehouse	Mar 30, 2012	Feb 5, 2016	no	WOODLAND HILLS, CA\|Woodland Hills, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 11, 2011	Jan 31, 2012	no	WOODLAND HILLS, CA\|ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 5, 2016	Feb 4, 2016	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 31, 2012	Mar 30, 2012	59	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Feb 4, 2016 to Jul 19, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 30, 2012 to Feb 5, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 11, 2011 to Jan 31, 2012factForm ADV

Dated events

No dated event names this entity yet.