DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Bfinance US Ltd.

No RAUM reportedLondon, CRD 159903SEC 801-113782websiteIAPD
Latest filing Jun 4, 2026
First filing on the tape Jul 3, 2018 · 14 filings
SEC status approved since Nov 6, 2020
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$0 as of Jun 4, 2026
Jun 20, 2025$0 then
HNW client RAUM$0 as of Jun 4, 2026
May 13, 2021$0 then
State-registered IARs (5.B.3)0 as of Jun 4, 2026
May 13, 20210 then
Employees (5.A)5 as of Jun 4, 2026
May 13, 20214 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 2 to 5
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
0.3derived6 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Brooke BowenLondon Jun 4, 202611 y2
Alexander Arturo MchenryColumbus, Oh Jun 8, 202611 y2
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Samuel Gervaise-Jones · Principalcontrol
      since 09/2011 · owns less than 5%
    • David Vafai · Ceo/Ccocontrol
      since 09/2011 · owns less than 5%
    • David Vafai · Beneficiarycontrol
      since 10/1999 · owns F of Lutea Trustees Limited
    • Kenneth Ronald George · Finop/Cfo
      since 12/2012 · owns less than 5%
    Entity owners
    • Bfinance International Limited · Parent Company
      direct · owns 75% or more
    • Bfinance Acquisition Limited · Owner
      indirect · owns 75% or more of Bfinance International Limited
    • Bfinance Group Holding Limited · Owner
      indirect · owns 75% or more of Bfinance Holdings Limited
    • Bfinance Holdings Limited · Owner
      indirect · owns 75% or more of Bfinance Acquisition Limited
    • Hamsard 3678 Limited · Owner
      indirect · owns 75% or more of Hamsard 3689 Limited
    • Hamsard 3689 Limited · Owner
      indirect · owns 75% or more of Bfinance Group Holdings Limited
    • Lutea Trustees Limited · Owner
      indirect · owns 50% to 75% of Hamsard 3678 Limited
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Chicago, IL1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Other offices · 4 to 5
      May 26, 2026 to Jun 4, 2026
    • Advisory employees · 3 to 4
      Jun 20, 2025 to May 26, 2026
    • BD registered reps · 4 to 3
      Jun 20, 2025 to May 26, 2026
    • Charity clients · unset to 0.0
      Jun 20, 2025 to May 26, 2026
    • Pension plan clients · unset to 0.0
      Jun 20, 2025 to May 26, 2026
    • Other offices · 3 to 4
      Jun 20, 2025 to May 26, 2026
    • Accounts · unset to 0.0
      Jun 21, 2024 to Jun 20, 2025
    • Advisory employees · 4 to 3
      Jun 21, 2024 to Jun 20, 2025
    • BD registered reps · 5 to 4
      Jun 21, 2024 to Jun 20, 2025
    • Pension plan clients · 0.0 to unset
      Jun 21, 2024 to Jun 20, 2025
    • Employees · 6 to 5
      Jun 21, 2024 to Jun 20, 2025
    • Financial planning clients · unset to
      Jun 21, 2024 to Jun 20, 2025
    • HQ state · unset to
      Jun 21, 2024 to Jun 20, 2025
    • Other offices · 2 to 3
      Jun 21, 2024 to Jun 20, 2025
    • Discretionary RAUM · unset to 0.0
      Jun 21, 2024 to Jun 20, 2025
    • Non-discretionary RAUM · unset to 0.0
      Jun 21, 2024 to Jun 20, 2025
    • RAUM · unset to 0.0
      Jun 21, 2024 to Jun 20, 2025
    • Advisory employees · 3 to 4
      Feb 19, 2024 to Jun 21, 2024
    • Pension plan clients · unset to 0.0
      Feb 19, 2024 to Jun 21, 2024
    • Commission compensation · true to false
      Feb 19, 2024 to Jun 21, 2024
    • Employees · 5 to 6
      Feb 19, 2024 to Jun 21, 2024
    • Related broker-dealer · false to true
      Jun 28, 2023 to Feb 19, 2024
    • Advisory employees · 2 to 3
      Mar 17, 2023 to Jun 28, 2023
    • BD registered reps · 4 to 5
      Mar 17, 2023 to Jun 28, 2023
    • Employees · 4 to 5
      Mar 17, 2023 to Jun 28, 2023
    • Other offices · 1 to 2
      Mar 17, 2023 to Jun 28, 2023
    • Related broker-dealer · true to false
      Mar 17, 2023 to Jun 28, 2023
    • Advisory activities · 1 to 2
      Dec 8, 2021 to Jun 29, 2022
    • Advisory activities · 2 to 1
      Oct 14, 2020 to May 13, 2021
    • Other offices · 0 to 1
      Oct 14, 2020 to May 13, 2021
    • Advisory employees · 1 to 2
      Oct 3, 2018 to Oct 14, 2020
    • BD registered reps · 1 to 4
      Oct 3, 2018 to Oct 14, 2020
    • Charity clients · 0.0 to unset
      Oct 3, 2018 to Oct 14, 2020
    • Employees · 3 to 4
      Oct 3, 2018 to Oct 14, 2020
    • State-registered IARs · 1 to 0
      Oct 3, 2018 to Oct 14, 2020
    Signals
    2 dated events
    • Jason John Pomatto (Managing Director) no longer on Schedule A of Bfinance Us Ltd. (listed 2021-11-11, absent 2021-12-08)
      Dec 8, 2021 · Control person left · inference
    • Bfinance Us Ltd. filed its initial SEC registration (Form ADV)
      Jul 3, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/bfinancereportedpublic record, Form ADV, Sep 17, 2026
    Website
    bfinance.com/usreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    +442077478600reportedpublic record, Form ADV, Jun 4, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026