DFX Intelligence

K•••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

K•••• V•••••••••

Advisor at N•• E••• W•••••

Boca Raton, FL | STAMFORD, CT

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Search this name across graphsid dfx:ria:e1581811-accc-6acf-ec86-19bc27660a63

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Sep 2, 2008 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Boca Raton, FL\|STAMFORD, CT	Current employment
N•• E••• W•••••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Boca Raton, FL\|STAMFORD, CT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• S••••••••• I•••	N•• E••• W•••••	Sep 15, 2026	Sep 8, 2026	-7	Firm change	RIA to ibd
J••• M••••• P•••••• W••••• A••••••• L••	F••••••• S••••••••• I•••	Jun 22, 2023	Jan 22, 2025

Relationships

Registered with (7)

→ N•• E••• W•••••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ F••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2025 to Sep 15, 2026factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 7, 2022 to Jun 22, 2023factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 6 days ago
Occurred
Jun 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 3 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1581811-accc-6acf-ec86-19bc27660a63
First observed: Sep 2, 2008
Last observed: Sep 22, 2026 31 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.