DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Karli Vazquez-Mendez

New Edge WealthBD affiliatedBoca Raton, Fl dual registrantIAPD 5423106

Certified Financial Planner

Feed of 09/16/2026

Also filed as Karli Vazquez-Mendez

At current firm

0 y

since Sep 8, 2026

In the industry

18 y

since Aug 18, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

New Edge Wealth BD affiliated current
since Sep 8, 2026 · Boca Raton, Fl
New Edge Wealth BD affiliated current
since Sep 8, 2026 · Boca Raton, Fl
Flagstar Securities, Inc. independent RIA current
since Jan 22, 2025 · Palm Beach, Fl
Flagstar Securities, Inc. independent RIA
Jan 22, 2025 to Sep 15, 2026 · Palm Beach, Fl
J.P. Morgan Private Wealth Advisors LLC former
Sep 7, 2022 to Jun 22, 2023 · Boca Raton, Fl
J.P. Morgan Private Wealth Advisors LLC former
Sep 7, 2022 to Jun 22, 2023 · Boca Raton, Fl
Raymond James & Associates, Inc. national BD
May 7, 2018 to Jul 15, 2022 · Ft. Lauderdale, Fl
Morgan Stanley wirehouse
May 6, 2014 to Apr 10, 2018 · Boca Raton, Fl
Morgan Stanley wirehouse
May 6, 2014 to Apr 10, 2018 · Boca Raton, Fl
Citigroup Global Markets Inc. BD affiliated
Sep 1, 2010 to May 23, 2014 · Boca Raton, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 2, 2008 to Aug 24, 2010 · Weston, Fl

Moves

a registration end followed by a registration begin elsewhere

Flagstar Securities, Inc. to New Edge Wealth
left Sep 15, 2026, registered Sep 8, 2026 (-7 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Private Wealth Advisors LLC to Flagstar Securities, Inc.
left Jun 22, 2023, registered Jan 22, 2025 (580 days) · Affiliated broker-dealer or bank to independent RIA
Raymond James & Associates, Inc. to J.P. Morgan Private Wealth Advisors LLC
left Jul 15, 2022, registered Sep 7, 2022 (54 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Raymond James & Associates, Inc.
left Apr 10, 2018, registered May 7, 2018 (27 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Morgan Stanley
left May 23, 2014, registered May 6, 2014 (-17 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.
left Aug 24, 2010, registered Sep 1, 2010 (8 days) · Other

Signals

Karli Vazquez-Mendez left Flagstar Securities, Inc. for New Edge Wealth (registered 2026-09-08)
Sep 15, 2026 · Advisor changed firm · fact
Karli Vazquez-Mendez left J.P. Morgan Private Wealth Advisors Llc for Flagstar Securities, Inc. (registered 2025-01-22)
Jun 22, 2023 · Advisor changed firm · fact
Karli Vazquez-Mendez left Raymond James & Associates, Inc. for J.P. Morgan Private Wealth Advisors Llc (registered 2022-09-07)
Jul 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address