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Advisor at PRIMERICA ADVISORS
ALPHARETTA, GA | SUWANEE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIMERICA ADVISORS | National bd RIA | Nov 13, 2019 | n/a | yes | SUWANEE, GA|ALPHARETTA, GA | Current employment |
| PRIMERICA ADVISORS | National bd RIA | Nov 21, 2016 | Dec 31, 2017 | no | MIAMI LAKES, FL | Previous registration |
| GAINES FINANCIAL GROUP | Former SEC adviser | Jun 9, 2014 | Nov 25, 2014 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 17, 2014 | Apr 15, 2014 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GAINES FINANCIAL GROUP | PRIMERICA ADVISORS | Nov 25, 2014 | Nov 21, 2016 | 727 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GAINES FINANCIAL GROUP | Apr 15, 2014 | Jun 9, 2014 | 55 | Firm change | Other |