DFX Intelligence

G••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

G••••• F•••••••• G••••

G••••• F•••••••• G••••, INC., CRD 157037

BOCA RATON, FL

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Search this name across graphsid dfx:ria:587b6323-170a-2491-0a57-a8314156f9c5

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 17
On other graphs: 0
Observed: Sep 6, 2012 to Mar 29, 2022
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $523M••• Locked
Discretionary RAUM: $247M
Private client RAUM: $472Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• P••••••• S••••••••	PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	yes	02/2011	Sep 6, 2012	Mar 29, 2022

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PALM BEACH GARDENS	FL	United States	1	no
Raleigh	Nc	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$523M	$403M	29.8%	$343M	15.1%	15	15	3	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G•••• V••••• A•••••• G••••• L••	14	Apr 22, 2022	May 6, 2022	BOCA RATON, FL	Firm absorbed	RIA to RIA	100.0%
W••••••••• A••••••• P••••••• L••	2	Jan 13, 2020

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Apr 1, 2016	Apr 15, 2016	BOCA RATON, FL	Team lift out	Other	0.0%

Relationships

Controls (1)

← G•••••• P••••••• S••••••••OwnerPRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 6, 2012 to presentfactForm ADV

Registered with (20)

← J••••• S••••• K•••Advisorregistration: previous registration
Jan 2, 2016 to May 10, 2022factForm ADV
← R•••••• M••• T••••••Advisorregistration: previous registration
Apr 15, 2016 to May 10, 2022factForm ADV
← L••• P•••••

Dated events

Occurred
May 10, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
May 10, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 27, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 27, 2022
A•••••• firm change

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:587b6323-170a-2491-0a57-a8314156f9c5
First observed: Sep 6, 2012
Last observed: Mar 29, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.