DFX Intelligence

S•••• B•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S•••• B•••••• N•••••

Advisor at N••••• F•••••••• S•••••••

MIDDLETON, WI

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Search this name across graphsid dfx:ria:e1849d9e-f18a-b577-4aa6-c05f68c63b4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• F•••••••• S•••••••	State registered	Sep 19, 2023	n/a	yes	MIDDLETON, WI	Current employment
W••••••••• R••••••••• A•••••••	Institutional manager	Jun 24, 2021	Aug 7, 2023	no	Madison, WI\|ALISO VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• R••••••••• A•••••••	N••••• F•••••••• S•••••••	Aug 7, 2023	Sep 19, 2023	43	Firm change	Other
W•• F•••••••• A•••••••• I•••	W••••••••• R••••••••• A•••••••	Jun 4, 2021	Jun 24, 2021

Relationships

Registered with (6)

→ N••••• F•••••••• S•••••••Registered adviserregistration: current employment
Sep 19, 2023 to presentfactForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Jun 24, 2021 to Aug 7, 2023factForm ADV
→ W•• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 9, 2019 to Jun 4, 2021factForm ADV
→ W•••• I••••••••• M••••••••• L••

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
S•••• B•••••• N••••• left W••••••••• R••••••••• A••••••• for N••••• F•••••••• S••••••• (registered 2023-09-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1849d9e-f18a-b577-4aa6-c05f68c63b4b
First observed: Aug 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.