DFX Intelligence

G••••• B••••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

G••••• B••••••••• W•••••

Advisor at P•••••••• G••••• A•••• M••••••••• L••

P••••••••, NJ

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Search this name across graphsid dfx:ria:e186aee9-399f-1612-fc7d-3e089f77b2e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Jun 27, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• B••••••••• W•••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• G••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• G••••• A•••• M••••••••• L••	Independent wealth	May 15, 2026	n/a	yes	P••••••••, NJ	Current employment
A••••• W••••• M••••••••• L••	n/a	Sep 4, 2013	Jul 7, 2020	no	HOPEWELL, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	P•••••••• G••••• A•••• M••••••••• L••	Jul 7, 2020	May 15, 2026	2,138	Firm change after gap	Other
O•••••• C•••••• A•••••••• L••	A••••• W••••• M••••••••• L••	Aug 28, 2013	Sep 4, 2013

Relationships

Registered with (7)

→ P•••••••• G••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 4, 2013 to Jul 7, 2020factForm ADV
→ O•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2010 to Aug 28, 2013factForm ADV
→ W••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e186aee9-399f-1612-fc7d-3e089f77b2e8
First observed: Jun 27, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.