F•••• D••••••

Advisor at S••• W••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e18cfd2e-35e0-51dc-ab4a-fcffc1ee33f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• L••	Bd affiliated wealth	Aug 22, 2024	n/a	yes	Salt Lake City, UT\|SAN FRANCISCO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 22, 2023	Aug 16, 2024	no	SPANISH FORK, UT\|Spanish Fork, UT\|SALT LAKE CITY, UT\|PROVO, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••• W••••• L••	Aug 16, 2024	Aug 22, 2024	6	Firm change	Wirehouse to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 31, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:288590:UT:2018-11-19	Nov 19, 2018	Jul 29, 2020	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (4)

→ S••• W••••• L••Registered adviserregistration: current employment
Aug 22, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 22, 2023 to Aug 16, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 29, 2020 to May 31, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 16, 2024
Advisor changed firm
F•••• D•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••• W••••• L•• (registered 2024-08-22)
Form ADVobserved 7 days ago
Occurred
May 31, 2023
Advisor changed firm
F•••• D•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e18cfd2e-35e0-51dc-ab4a-fcffc1ee33f3
First observed: Jan 29, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.