DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

F•••• D••••••

S••• W••••• L••BD affiliatedSan Francisco, Ca dual registrantIAPD 6405067

Feed of 09/15/2026

Also filed as Filip V Domazet

At current firm

2 y

since Aug 22, 2024

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• W••••• L•• BD affiliated current
since Aug 22, 2024 · Salt Lake City, Ut
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 22, 2023 to Aug 16, 2024 · Spanish Fork, Ut
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 29, 2020 to May 31, 2023 · American Fork, Ut
M••••• S•••••• wirehouse
Jan 29, 2018 to Nov 19, 2018 · South Jordan, Ut

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••• W••••• L••
left Aug 16, 2024, registered Aug 22, 2024 (6 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 31, 2023, registered Aug 22, 2023 (83 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 19, 2018, registered Jul 29, 2020 (618 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Filip Domazet left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Sofi Wealth Llc (registered 2024-08-22)
Aug 16, 2024 · Advisor changed firm · fact
Filip Domazet left Fidelity Personal And Workplace Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-22)
May 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address