RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• T••••• M••••
- H•••••• F•••••••• G••••• L•• former currentsince Aug 13, 2018 · Richmond, Va
- H•••••• F•••••••• G••••• L•• formerApr 30, 2009 to Dec 31, 2017 · Richmond, Va
- H• B•••• I••• formerOct 15, 2003 to Mar 31, 2009 · Richmonf, Va
- O•••• F•• I••• formerJun 5, 2003 to Oct 10, 2003 · Richmond, Va
- C•••••• I••••••••• A••••••• independent RIAMay 4, 2000 to May 29, 2003 · Richmond, Va
- H• B•••• I••• to H•••••• F•••••••• G••••• L••left Mar 31, 2009, registered Apr 30, 2009 (30 days) · Other
- O•••• F•• I••• to H• B•••• I•••left Oct 10, 2003, registered Oct 15, 2003 (5 days) · Other
- C•••••• I••••••••• A••••••• to O•••• F•• I•••left May 29, 2003, registered Jun 5, 2003 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address