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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LOUIS NICHOLAS MANCINELLI

Advisor at LPL FINANCIAL LLC

BEDMINSTER, NJ | BRANCHBURG, NJ

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Search this name across graphsid dfx:ria:e1b9f9b0-085d-08e1-2ad1-5f9cd9eeb670

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 19, 1984
First registration: Jul 25, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1223910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	BRANCHBURG, NJ\|BEDMINSTER, NJ	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Aug 11, 2023	Jul 10, 2025	no	Branchburg, NJ\|Syracuse, NY\|Green Brook, NJ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 17, 2015	Aug 22, 2023	no	GREEN BROOK, NJ\|BRANCHBURG, NJ	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jan 14, 2015	Dec 18, 2015	no	GREEN BROOK, NJ\|NEW WOODSTOCK, NY	Previous registration
RIDGEWAY CONGER ADVISORY SERVICES	Former SEC adviser	Jun 26, 2012	Dec 31, 2014	no	GREEN BROOK, NJ\|NEW WOODSTOCK, NY	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Oct 17, 2007	Oct 26, 2011	no	GREEN BROOK, NJ\|GREEN BROOK, NJ\|SOMERSET, NJ\|BAYONNE, NJ\|ANNANDALE, NJ	Previous registration
YOUR MONEY MATTERS BROKERAGE SERVICES, INC.	n/a	Jul 25, 2002	Feb 7, 2007	no	SOMERSET, NJ\|CLINTON, NJ\|CLINTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	CADARET GRANT & CO INC	Aug 22, 2023	Aug 11, 2023	-11	Firm change	Ibd to ibd
RIDGEWAY CONGER ADVISORY SERVICES	SECURITIES AMERICA ADVISORS, INC.	Dec 18, 2015	Dec 17, 2015	-1	Firm change	Other
WORLD ADVISORY SERVICES	RIDGEWAY CONGER ADVISORY SERVICES	Oct 26, 2011	Jun 26, 2012	244	Firm change	Other
YOUR MONEY MATTERS BROKERAGE SERVICES, INC.	WORLD ADVISORY SERVICES	Feb 7, 2007	Oct 17, 2007	252	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Aug 11, 2023 to Jul 10, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 17, 2015 to Aug 22, 2023factForm ADV
→ RIDGEWAY CONGER ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 14, 2015 to Dec 18, 2015factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 17, 2007 to Oct 26, 2011factForm ADV
→ YOUR MONEY MATTERS BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 25, 2002 to Feb 7, 2007factForm ADV

Dated events

Occurred
Aug 22, 2023
Advisor changed firm
Louis Nicholas Mancinelli left Securities America Advisors, Inc. for Cadaret Grant & Co Inc (registered 2023-08-11)
Form ADVobserved 4 days ago