RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• N••••••• M•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Branchburg, Nj
- C•••••• G•••• • C• I•• formerAug 11, 2023 to Jul 10, 2025 · Branchburg, Nj
- S••••••••• A•••••• A•••••••• I••• formerDec 17, 2015 to Aug 22, 2023 · Green Brook, Nj
- R••••••• C••••• A••••••• S••••••• formerJan 14, 2015 to Dec 18, 2015 · Green Brook, Nj
- R••••••• C••••• A••••••• S••••••• formerJun 26, 2012 to Dec 31, 2014 · Green Brook, Nj
- W•••• A••••••• S••••••• formerOct 17, 2007 to Oct 26, 2011 · Green Brook, Nj
- Y••• M•••• M•••••• B•••••••• S•••••••• I••• unclassifiedJul 25, 2002 to Feb 7, 2007 · Somerset, Nj
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to C•••••• G•••• • C• I••left Aug 22, 2023, registered Aug 11, 2023 (-11 days) · Affiliated broker-dealer or bank to another
- R••••••• C••••• A••••••• S••••••• to S••••••••• A•••••• A•••••••• I•••left Dec 18, 2015, registered Dec 17, 2015 (-1 days) · Other
- W•••• A••••••• S••••••• to R••••••• C••••• A••••••• S•••••••left Oct 26, 2011, registered Jun 26, 2012 (244 days) · Other
- Y••• M•••• M•••••• B•••••••• S•••••••• I••• to W•••• A••••••• S•••••••left Feb 7, 2007, registered Oct 17, 2007 (252 days) · Other
- L•••• N••••••• M••••••••• left S••••••••• A•••••• A•••••••• I••• for C•••••• G•••• • C• I•• (registered 2023-08-11)Aug 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address