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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

OAKHURST CAPITAL ADVISORS, LLC

CRD 311802

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1ba71ef-a9cb-b069-5175-ddcba8361d03

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 12
On other graphs: 0
Observed: Nov 23, 2020 to May 8, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.7MItem 5.F on the latest filing (2026-05-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $893,776derivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 2
SEC number: 801-120027
CRD: 311802
Filings on the tape: 21
First filed: Nov 23, 2020
Latest filed: May 8, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIP	Member	C	yes	06/2021	Sep 30, 2022	Apr 22, 2024
LIDO ADVISORS, LLC	Member	C	yes	11/2020	Nov 23, 2020	Apr 22, 2024
LITTLETON, DAVID, LOUIS	Member	D	yes	05/2015	Nov 23, 2020	Apr 22, 2024
LITTLETON, DAVID, LOUIS	CHIEF EXECUTIVE OFFICER	Na	yes	11/2020	Nov 23, 2020	Apr 22, 2024
MORRIS, ALEXANDER, ROBERT	President	Na	yes	11/2020	Nov 23, 2020	Apr 22, 2024
MORRIS, ALEXANDER, ROBERT	Member	D	yes	05/2015	Nov 23, 2020	Apr 22, 2024
ROWHOUSE CAPITAL PARTNERS, LLC	Member	D	yes	01/2023	Mar 2, 2023	Apr 22, 2024
JULIEN, BARRY, PHILIP	CHIEF INVESTMENT OFFICER	Na	no	11/2020	Nov 23, 2020	Apr 22, 2024
MASON, DENNIS, RICHARD	CHIEF COMPLIANCE OFFICER	Na	no	09/2022	Sep 26, 2022	Apr 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIDO ADVISORS, LLC	n/a	Independent wealth	$43B	Y	no	n/a
F/M INVESTMENTS LLC	n/a	Asset manager	$18B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$5.7M	$0	3	3	0	n/a	n/a
2024	Apr 28, 2025	$867M	$867M	4	3	1	n/a	n/a
2023	Mar 25, 2024	$762M	$762M	4	3	1	n/a	n/a
2022	Mar 2, 2023	$744M	$744M	5	4	1	n/a	n/a
2021	Mar 29, 2022	$770M	$770M	5	4	1	n/a	n/a
2020	Mar 8, 2021	$776M	$775M	6	5	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	3	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.7M	$867M	-99.3%	$744M	-80.2%	3	4	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F/M INVESTMENTS LLC	2	Jul 7, 2026	Oct 16, 2025	LOS ANGELES, CA	Team lift out	Other	66.7%

Relationships

Affiliated with (5)

← LIDORegistered adviserother investment adviser
factForm ADV
← F/M INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LIDORegistered adviserother investment adviser, control
factForm ADV
→ F/M INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV
← COLORADO FINANCIAL MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV

Registered with (4)

← BARRY PHILIP JULIENAdvisorregistration: previous registration
Jan 20, 2021 to Jul 7, 2026factForm ADV
← MARCIN ZDUNEKAdvisorregistration: previous registration
Nov 1, 2022 to Jul 7, 2026factForm ADV
← CHONG CHOL HANAdvisorregistration: previous registration
Feb 22, 2023 to Jul 7, 2026factForm ADV
← ASHISH JITENDRA SHAHAdvisorregistration: previous registration
Jan 20, 2021 to Aug 22, 2023factForm ADV

Moved with (1)

→ F/M INVESTMENTS LLCRegistered adviser2 advisors, team lift out, same day
Jul 7, 2026 to Oct 16, 2025factForm ADV

Owns (2)

← JULIEN, BARRY, PHILIPOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 23, 2020 to Apr 22, 2024factForm ADV
← MASON, DENNIS, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2022 to Apr 22, 2024factForm ADV

Controls (5)

← LIDO ADVISORS, LLCOwnerMEMBER, ownership code C, domestic entity
Nov 23, 2020 to Apr 22, 2024factForm ADV
← LITTLETON, DAVID, LOUISOwnerMEMBER, ownership code D, individual
Nov 23, 2020 to Apr 22, 2024factForm ADV
← MORRIS, ALEXANDER, ROBERTOwnerMEMBER, ownership code D, individual
Nov 23, 2020 to Apr 22, 2024factForm ADV
← CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIPOwnerMEMBER, ownership code C, domestic entity
Sep 30, 2022 to Apr 22, 2024factForm ADV
← ROWHOUSE CAPITAL PARTNERS, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 2, 2023 to Apr 22, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 7, 2026
Team lift-out
2 advisors left Oakhurst Capital Advisors, LLC (Los Angeles, CA) for F/M Investments LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 7, 2026
Advisor changed firm
Chong Chol Han left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2023-02-22)
Form ADVobserved 5 days ago
Occurred
Jul 7, 2026
Advisor changed firm
Barry Philip Julien left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2025-10-16)
Form ADVobserved 5 days ago
Occurred
Jul 7, 2026
Advisor changed firm
Marcin Zdunek left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Nov 5, 2025
Regulatory AUM changed
Oakhurst Capital Advisors, Llc reported RAUM $78.6M, down 91% from $866.7M (2025-04-28 to 2025-11-05)
Form ADVobserved 5 days ago
$-788M
Occurred
Aug 22, 2023
Advisor changed firm
Ashish Jitendra Shah left Oakhurst Capital Advisors, Llc for Evoke Advisors (registered 2023-05-22)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2023
Control person left
Ashley Matthew Swendiman (Member) no longer on Schedule A of Oakhurst Capital Advisors, Llc (listed 2022-09-30, absent 2023-03-02)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2022
Control person left
Lee Christopher Payne (Chief Compliance Officer) no longer on Schedule A of Oakhurst Capital Advisors, Llc (listed 2022-04-15, absent 2022-09-26)
Form ADVobserved 5 days ago
Occurred
Mar 8, 2021
Regulatory AUM changed
Oakhurst Capital Advisors, Llc reported RAUM $775.8M, up 182% from $275.2M (2021-02-22 to 2021-03-08)
Form ADVobserved 5 days ago
$501M
Occurred
Jan 13, 2021
Control person joined
Lee Christopher Payne (Chief Compliance Officer) appeared on Schedule A of Oakhurst Capital Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Nov 23, 2020
First Form ADV filing
Oakhurst Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Oakhurst Capital Advisors, Llc no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $5.7M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1ba71ef-a9cb-b069-5175-ddcba8361d03
First observed: Nov 23, 2020
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAKHURST CAPITAL ADVISORS, LLC

CRD 311802

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1ba71ef-a9cb-b069-5175-ddcba8361d03

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIP

Member

yes

06/2021

Sep 30, 2022

Apr 22, 2024

LIDO ADVISORS, LLC

Member

yes

11/2020

Nov 23, 2020

Apr 22, 2024

LITTLETON, DAVID, LOUIS

Member

yes

05/2015

Nov 23, 2020

Apr 22, 2024

LITTLETON, DAVID, LOUIS

CHIEF EXECUTIVE OFFICER

yes

11/2020

Nov 23, 2020

Apr 22, 2024

MORRIS, ALEXANDER, ROBERT

President

yes

11/2020

Nov 23, 2020

Apr 22, 2024

MORRIS, ALEXANDER, ROBERT

Member

yes

05/2015

Nov 23, 2020

Apr 22, 2024

ROWHOUSE CAPITAL PARTNERS, LLC

Member

yes

01/2023

Mar 2, 2023

Apr 22, 2024

JULIEN, BARRY, PHILIP

CHIEF INVESTMENT OFFICER

11/2020

Nov 23, 2020

Apr 22, 2024

MASON, DENNIS, RICHARD

CHIEF COMPLIANCE OFFICER

09/2022

Sep 26, 2022

Apr 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIDO ADVISORS, LLC

n/a

Independent wealth

$43B

n/a

F/M INVESTMENTS LLC

n/a

Asset manager

$18B

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.7M

n/a

2024

Apr 28, 2025

$867M

n/a

2023

Mar 25, 2024

$762M

n/a

2022

Mar 2, 2023

$744M

n/a

2021

Mar 29, 2022

$770M

n/a

2020

Mar 8, 2021

$776M

$775M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.7M

$867M

-99.3%

$744M

-80.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

F/M INVESTMENTS LLC

Jul 7, 2026

Oct 16, 2025

LOS ANGELES, CA

Team lift out

Other

66.7%