DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Oakhurst Capital Advisors, LLC

Former SEC-registered adviserWashington, District of ColumbiaCRD 311802SEC 801-120027IAPD
Latest filing May 8, 2026
First filing on the tape Nov 23, 2020 · 21 filings
SEC status approved since Dec 18, 2020
RAUM
$5.7M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
16%
$893,776 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$5.7M as of May 8, 2026
Mar 8, 2021$776M then
HNW client RAUM$278M as of Apr 28, 2025
Mar 8, 2021$110M then
State-registered IARs (5.B.3)3 as of May 8, 2026
Mar 8, 20212 then
Employees (5.A)3 as of May 8, 2026
Mar 8, 20216 then
Private funds: no history
RAUM -99% over the last fiscal year-80% a year over threeIARs 3 to 3offices 1 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
RAUM per advisor
$1.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-99%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$4.8M84%
  • Individuals$893,77616%
Individual clients
2reported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months3 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Louis David Littleton · Chief Executive Officercontrol
      since 11/2020 · owns less than 5%
    • Robert Alexander Morris · Presidentcontrol
      since 11/2020 · owns less than 5%
    • Louis David Littleton · Membercontrol
      since 05/2015 · owns 50% to 75% of Rowhouse Capital Partners, LLC
    • Robert Alexander Morris · Membercontrol
      since 05/2015 · owns 50% to 75% of Rowhouse Capital Partners, LLC
    • Philip Barry Julien · Chief Investment Officer
      since 11/2020 · owns less than 5%
    • Richard Dennis Mason · Chief Compliance Officer
      since 09/2022 · owns less than 5%
    Entity owners
    • Lido Advisors, LLC · Member
      direct · owns 25% to 50%
    • Rowhouse Capital Partners, LLC · Member
      direct · owns 50% to 75%
    • Charlesbank Equity Fund X, Limited Partnership · Member
      indirect · owns 25% to 50% of Lido Advisors, LLC
    Related persons
    Schedule D 7.A
    Advisers that list Oakhurst Capital Advisors, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Los Angeles, Ca0021
    Washington, Dc · principal001
    Offices
    Schedule D 1.F, the 25 largest
    • Los Angeles, CA4 employees
    What changed
    consecutive filings, newest first
    • Accounts · 7 to 5
      Nov 5, 2025 to Mar 31, 2026
    • Advisory activities · 1 to 2
      Nov 5, 2025 to Mar 31, 2026
    • Individual clients · unset to 2.0
      Nov 5, 2025 to Mar 31, 2026
    • Pension plan clients · 7 to 1
      Nov 5, 2025 to Mar 31, 2026
    • Employees · 4 to 3
      Nov 5, 2025 to Mar 31, 2026
    • Other offices · 1 to 0
      Nov 5, 2025 to Mar 31, 2026
    • Discretionary RAUM · $78.6M to $0
      Nov 5, 2025 to Mar 31, 2026
    • Individual RAUM · unset to 893776.0
      Nov 5, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $0 to $5.7M
      Nov 5, 2025 to Mar 31, 2026
    • Pension RAUM · $78.6M to $4.8M
      Nov 5, 2025 to Mar 31, 2026
    • RAUM · $78.6M to $5.7M
      Nov 5, 2025 to Mar 31, 2026
    • Accounts · 416 to 7
      Apr 28, 2025 to Nov 5, 2025
    • Advisory activities · 4 to 1
      Apr 28, 2025 to Nov 5, 2025
    • Charity clients · 6.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • Corporate clients · 6.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • HNW clients · 334.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • Individual clients · 38.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • Pension plan clients · 28 to 7
      Apr 28, 2025 to Nov 5, 2025
    • Discretionary RAUM · $867M to $78.6M
      Apr 28, 2025 to Nov 5, 2025
    • HNW RAUM · 277909292.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • Individual RAUM · 14751658.0 to unset
      Apr 28, 2025 to Nov 5, 2025
    • Pension RAUM · $337M to $78.6M
      Apr 28, 2025 to Nov 5, 2025
    • RAUM · $867M to $78.6M
      Apr 28, 2025 to Nov 5, 2025
    • Accounts · 421 to 416
      Apr 22, 2024 to Apr 28, 2025
    • Charity clients · 5 to 6
      Apr 22, 2024 to Apr 28, 2025
    • HNW clients · 351 to 334
      Apr 22, 2024 to Apr 28, 2025
    • Individual clients · 27 to 38
      Apr 22, 2024 to Apr 28, 2025
    • Pension plan clients · 25 to 28
      Apr 22, 2024 to Apr 28, 2025
    • Financial planning clients · unset to
      Apr 22, 2024 to Apr 28, 2025
    • Discretionary RAUM · $762M to $867M
      Apr 22, 2024 to Apr 28, 2025
    • HNW RAUM · $255M to $278M
      Apr 22, 2024 to Apr 28, 2025
    • Individual RAUM · $9.3M to $14.8M
      Apr 22, 2024 to Apr 28, 2025
    • Pension RAUM · $278M to $337M
      Apr 22, 2024 to Apr 28, 2025
    • RAUM · $762M to $867M
      Apr 22, 2024 to Apr 28, 2025
    • Accounts · 254 to 421
      May 16, 2023 to Mar 25, 2024
    • Advisory employees · 4 to 3
      May 16, 2023 to Mar 25, 2024
    • Business name · OAKHURST CAPITAL MANAGEMENT to OAKHURST CAPITAL ADVISORS, LLC
      May 16, 2023 to Mar 25, 2024
    • Charity clients · 9 to 5
      May 16, 2023 to Mar 25, 2024
    • Corporate clients · 10 to 6
      May 16, 2023 to Mar 25, 2024
    • HNW clients · 188 to 351
      May 16, 2023 to Mar 25, 2024
    Signals
    12 dated events
    • Oakhurst Capital Advisors, Llc no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $5.7M)
      Aug 3, 2026 · Left the SEC roster · derived
    • Chong Chol Han left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2023-02-22)
      Jul 7, 2026 · Advisor changed firm · fact
    • Barry Philip Julien left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2025-10-16)
      Jul 7, 2026 · Advisor changed firm · fact
    • Marcin Zdunek left Oakhurst Capital Advisors, Llc for F/M Investments Llc (registered 2025-01-01)
      Jul 7, 2026 · Advisor changed firm · fact
    • 2 advisors left Oakhurst Capital Advisors, LLC (Los Angeles, CA) for F/M Investments LLC on the same day
      Jul 7, 2026 · Team lift-out · derived
    • Oakhurst Capital Advisors, Llc reported RAUM $78.6M, down 91% from $866.7M (2025-04-28 to 2025-11-05)
      Nov 5, 2025 · RAUM change · derived
    • Ashish Jitendra Shah left Oakhurst Capital Advisors, Llc for Evoke Advisors (registered 2023-05-22)
      Aug 22, 2023 · Advisor changed firm · fact
    • Ashley Matthew Swendiman (Member) no longer on Schedule A of Oakhurst Capital Advisors, Llc (listed 2022-09-30, absent 2023-03-02)
      Mar 2, 2023 · Control person left · inference
    • Lee Christopher Payne (Chief Compliance Officer) no longer on Schedule A of Oakhurst Capital Advisors, Llc (listed 2022-04-15, absent 2022-09-26)
      Sep 26, 2022 · Control person left · inference
    • Oakhurst Capital Advisors, Llc reported RAUM $775.8M, up 182% from $275.2M (2021-02-22 to 2021-03-08)
      Mar 8, 2021 · RAUM change · derived
    • Lee Christopher Payne (Chief Compliance Officer) appeared on Schedule A of Oakhurst Capital Advisors, Llc
      Jan 13, 2021 · Control person joined · fact
    • Oakhurst Capital Management filed its initial SEC registration (Form ADV)
      Nov 23, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026